William Allen Webb, Jr.

RiverNorth Capital Management manages various investment strategies that invest predominately in and trade closed-end funds. In addition, each strategy may utilize ETFs and other investments in implementing the strategies. Opportunistic investing in closed-end funds is primarily determined by attractiveness of discount in addition to thorough analysis of target closed-end fundamentals. ETFs are typically utilized to acquire asset class exposure. RiverNorth also manages various investment strategies that invest in options and securities based on their volatility. These strategies may also utilize ETFs and other investments in implementing the strategies. The firm also manages several strategies focused on investing in loans issued by certain marketplace, alternative or peer-to-peer lending platforms.

Alpha Capital Management employs an asset allocation approach that is broadly diversified and unconventional as compared to traditional investment allocations. The firm offers a Defensive Growth Strategy and an Opportunistic Growth Strategy.Alpha Capital Management's Defensive Growth Strategy seeks to achieve preservation of capital. In pursuing this objective, the strategy emphasizes absolute (positive) returns and low volatility across all market cycles. The portfolio is constructed using institutional mutual funds, ETFs and closed-end funds, all of which pursue their own individual strategies. Examples of underlying fund strategies include hedged equity, long and short fixed-income, arbitrage and global macro. The strategy's multiple strategy and sector approach seeks to provide greater overall returns with similar volatility when compared to the HFRI Fund-of-Funds Composite Index.The firm's Opportunistic Growth Strategy seeks to achieve long-term capital appreciation. The strategy focuses on risk-adjusted returns and lower volatility as compared to traditional broad-based equity indices. The portfolio is constructed using institutional mutual funds, ETFs and closed-end funds, all of which pursue their own individual strategies. Examples of underlying fund strategies include long-only and short-only equities, arbitrage, tactical allocation and strategic allocation. The strategy's multiple strategy and sector approach seeks to provide greater overall returns with similar volatility as compared to the HFRI Fund-of Funds-Composite Index.

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