Stephen Finkel

Senior Managing Director-Technology, Media & Telecom Practice at Guggenheim Securities LLC

Stephen Finkel

Stephen Finkel

Senior Managing Director-Technology, Media & Telecom Practice at Guggenheim Securities LLC

Overview
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Senior Managing Director at Guggenheim Securities LLC

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Senior Managing Director, Industrials Investment Banking at Guggenheim Securities LLC

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Executive Chairman at Guggenheim Partners LLC

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Former Senior Advisor at Guggenheim Securities LLC

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Partner, New York at White & Case LLP

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Co-Chief Executive Officer at Guggenheim Securities LLC

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Co-Chief Executive Officer at Guggenheim Securities LLC

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Co-Chief Executive Officer at Guggenheim Securities LLC

Relationship likelihood: Strong

Senior Managing Director & Head of Equities at Guggenheim Securities LLC

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Head of Restructuring at Guggenheim Securities LLC

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Stephen Finkel
Senior Managing Director-Technology, Media & Telecom Practice at Guggenheim Securities LLC
Education
BA, magna cum laude

Tufts University is a private research university located in Medford/Somerville, near Boston, in the U.S. state of Massachusetts. The university is organized into ten schools, including two undergraduate programs and eight graduate divisions, on four campuses in Massachusetts and the French Alps. The university emphasizes active citizenship and public service in all of its disciplines and is known for its internationalism and study abroad programs.

JD, summa cum laude

Founded in 1835, New York University School of Law has a record of academic excellence and national scholarly influence. One of the first law schools to admit women, it has been long committed to welcoming students of diverse backgrounds, people who had been discriminated against by many other institutions. Located on the University's campus in Greenwich Village, NYU Law has been a leader, and continues to be, in areas such as law and business, clinical education, public service, interdisciplinary colloquia and global studies.

Career History
Senior Managing Director-Technology, Media & Telecom Practice
2017 - Current

Founded in 1999, Guggenheim Securities LLC is a SEC-registered broker-dealer headquartered in New York City. The firm is a subsidiary of Links Holdings LLC. Their ultimate parent is Guggenheim Capital LLC. Guggenheim's specializations include the sales and trading of fixed-income securities and sophisticated structured products. The firm offers in-depth analysis and expert execution of trading opportunities to large institutional investors and asset originators. Guggenheim offers sales and trading services relating to a wide range of instruments including, among others, equities, hybrid securities, investment grade debt, high-yield debt, U.S. Treasury and federal agency securities, municipal bonds, asset-backed securities, mortgage-backed securities (residential and commercial), collateralized debt obligations, emerging markets debt, structured notes, insurance-linked securities and repo transactions. Based in Washington, DC, Guggenheim's fundamental and policy research team focuses on the following industries; Consumer, Energy, Financial Services, Healthcare, and TMT. Guggenheim Securities LLC is a member of FINRA.

Adjunct Faculty Member
Current

Since its inception in 1900, New York University Stern School of Business has been in and of New York City. Founded as the School of Commerce, Finance, and Accounting, the School initially offered training to students for careers in commerce in the burgeoning financial markets of New York City. Today, located in the heart of Greenwich Village with a campus in Westchester, Stern is one of the nation’s premier management education schools and research centers with a broad portfolio of academic programs at the graduate and undergraduate levels. With its global partnerships and engagement in NYU’s global network university, today NYU Stern is not only in and of the city, but also in and of the world.

Head, US Media Practice
Prior

Rothschild, Inc., part of Rothschild & Co. SCA, is a company headquartered in New York, NY, that provides investment banking and advisory services.

Political Donations
$250
2008

Former President of United States

Transactions
Details Hidden

Beasley Broadcast Group, Inc. issued Class A Voting Common Stock

Details Hidden

Chime Communications Ltd., Chime USA, Inc. purchase Just Marketing, Inc. from Spire Capital Management, Inc., JMI Holding LLC

Events
Speaker
New York City, NY
8th Annual Stern Private Equity Conference

Themed, “The New Normal in Private Equity,” the conference will provide a forum for industry leaders to discuss the opportunities and risks of today's private equity and venture capital environment. Tepid global growth, regulatory dynamics, political pressure and financial market conditions are posing challenges to fundraising, deal financing and operations. The conference will foster thought-provoking discussions on the issues facing today's private equity and venture capital community.

Speaker
Kimmel Center at New York University-New York, NY
8th Annual Stern Private Equity Conference

Themed, “The New Normal in Private Equity,” the conference will provide a forum for industry leaders to discuss the opportunities and risks of today's private equity and venture capital environment. Tepid global growth, regulatory dynamics, political pressure and financial market conditions are posing challenges to fundraising, deal financing and operations. The conference will foster thought-provoking discussions on the issues facing today's private equity and venture capital community.

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