Sharmin Carter

Vice President, Controller & Treasurer at Continental Stock Transfer & Trust Company

Sharmin Carter

Sharmin Carter

Vice President, Controller & Treasurer at Continental Stock Transfer & Trust Company

Overview
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President & Chairman at Continental Stock Transfer & Trust Company

Relationship likelihood: Strong

Chief Operating Officer at Continental Stock Transfer & Trust Company

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Chief Compliance Officer & Corporate Secretary at Continental Stock Transfer & Trust Company

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Vice President & Chief Information Security Officer at Continental Stock Transfer & Trust Company

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Assistant Secretary at Continental Stock Transfer & Trust Company

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Vice President & Director of Proxy & Mail Services at Continental Stock Transfer & Trust Company

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Senior Vice President & Director of Shareholder Services at Continental Stock Transfer & Trust Company

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Director-Client Administration at Continental Stock Transfer & Trust Company

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Vice President & Director, Business Development at Continental Stock Transfer & Trust Company

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Vice President & Director-Recordkeeping & Reporting at Continental Stock Transfer & Trust Company

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Sharmin Carter
Vice President, Controller & Treasurer at Continental Stock Transfer & Trust Company
Education

The City University of New York provides high-quality, accessible education for more than 269,000 degree-credit students and 247,000 adult, continuing and professional education students at 24 campuses across New York City. The University is an integrated system of senior and community colleges, graduate and professional schools, research centers, institutes and consortia. From certificate courses to Ph.D. programs, CUNY offers postsecondary learning to students of all backgrounds. It provides the city with graduates trained for high-demand positions in the sciences, technology, mathematics, teaching, nursing and other fields. As CUNY has grown, the University also has strengthened its mission as a premier research institution, building an array of modern facilities and expanding the ranks of its world-class faculty.

Career History
Vice President, Controller & Treasurer
Current

Continental Stock Transfer & Trust Co. is a private company headquartered in New York, NY. The firm specializes in stock transfer services. On its website, the company says this about itself: Continental Stock Transfer & Trust is the 4th largest stock transfer agent in North America, handling more than 1,100 public & private issues and aggregating more than 2 million shareholders. For 53 years the Company has delivered to its clients reliability, stability and premier service at an exceptional price. Continental offers a wide array of services, including public and private offering administration, issuance and transfer of shares, management of restricted transfers and option exercises, maintenance of shareholder stock ledgers, including cost basis history, dividend disbursement and investment plan services, as well as corporate event administration and escrow services. In addition, the Company has a dominant position in the Special Purpose Acquisition Company “SPAC” / IPO business and has been routinely recognized as the leading North American Transfer Agent, delivering exceptional services and unmatched value to its customers.

Assistant Controller
2006 - 2009

Pomona Management (dba Pomona Capital) and their affiliates provide financial, investment and portfolio analysis services as required for the benefit of its secondary, primary and co-investment private equity funds and other clients, including separate accounts. The firm focuses on the purchase of primary and secondary interests in top performing venture capital and buyout funds. Pomona Capital has three major business units. The original and largest arm purchases secondary interests in leading private equity funds from investors who desire liquidity prior to the term of a partnership.The second arm makes primary investments in high quality private equity funds. Pomona Capital purchases high-quality growth-oriented venture capital and buyout partnerships in situations where the need for liquidity decouples the relationship between price and value. They utilize a bottom-up, company-by-company analysis of assets, and diversify by vintage year, industry sector, stage of development, geography and economic cycles.Pomona Capital also co-invests alongside buyout funds in individual companies. Their co-investment strategy is based on leveraging the firm's deep relationships and analytical expertise to invest directly in high quality companies, alongside leading buyout managers across a range of industries. They invest with leading buyout funds in the US, Europe and Asia.

Accounting Manager
Prior - 2006

Octagon Worldwide, Inc. provides sports marketing services. Its services include athlete representation, event management, TV rights sales and distribution, licensing and merchandising, TV production and new media. The company was founded by Phil D.M. de Picciotto in 1997 and is headquartered in Norwalk, CT.

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