Ronald Robert Brock

Managing Director at Sheaff Brock Investment Advisors LLC

Ronald Robert Brock

Ronald Robert Brock

Managing Director at Sheaff Brock Investment Advisors LLC

Overview
Career Highlights

Salzinger Sheaff Brock LLC
SBAuer Funds LLC

RelSci Relationships

303

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Managing Director & Chief Investment Officer at Sheaff Brock Investment Advisors LLC

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Chief Compliance Officer at Sheaff Brock Investment Advisors LLC

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Founder & Senior Portfolio Manager at SBAuer Funds LLC

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Chief Investment Officer, Portfolio Manager at Salzinger Sheaff Brock LLC

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Portfolio Manager at SBAuer Funds LLC

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Portfolio Manager & Operations Manager at SBAuer Funds LLC

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Director of Client Services at Sheaff Brock Investment Advisors LLC

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Vice President-Client Solutions, Administrative Coordinator at Sheaff Brock Investment Advisors LLC

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Portfolio Manager at Sheaff Brock Investment Advisors LLC

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Senior Portfolio Manager at Sheaff Brock Investment Advisors LLC

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Ronald Robert Brock
Managing Director at Sheaff Brock Investment Advisors LLC
Education

Indiana University is a major multi-campus public research institution, grounded in the liberal arts and sciences, and a world leader in professional, medical, and technological education. Indiana University’s mission is to provide broad access to undergraduate, graduate, and continuing education for students throughout Indiana, the United States, and the world, as well as outstanding academic and cultural programs and student services. Indiana University seeks to create dynamic partnerships with the state and local communities in economic, social, and cultural development and to offer leadership in creative solutions for 21st century problems. Indiana University strives to achieve full diversity, and to maintain friendly, collegial, and humane environments, with a strong commitment to academic freedom.

Career History
Chief Financial Officer
2009 - Current

Salzinger Sheaff Brock LLC is an American private company located in Indianapolis, IN, that provides investment advice.

Chief Financial Officer
2007 - Current

SBAuer Funds provides discretionary portfolio management services to clients using model asset allocation portfolios. Each model portfolio is designed to meet a particular investment goal. The firm provides these services to the Auer Growth Fund. SKY Investment Group focuses on long-term capital preservation, with emphasis on investments in large, financially strong companies with leading positions in global business. The firm's primary investment strategies include long-term purchases and short-term purchases of equity and fixed-income instruments, diversified across asset classes and sectors.

Managing Director
2001 - Current

Sheaff Brock Investment Advisors provides discretionary advice to clients based on each client's individual objectives, time horizons, risk tolerance, and liquidity needs. The firm's investment recommendations are not limited to any specific product or service and generally include advice regarding: exchange-listed securities; securities traded over-the-counter; warrants; corporate debt securities (other than commercial paper); CDs; municipal securities; mutual fund shares; US governmental securities; and options contracts on securities.Sheaff Brock provides portfolio management services to clients using model asset allocation portfolios. Each model portfolio is designed to meet a particular investment goal. Portfolios can be blended to build an appropriate mix of income and growth potential for each client. Sheaff Brock offers the following portfolio options: IntelliBuilD Growth, Bulls of the Dow, Mid-Cap 10, Dividend Growth and Income, Covered Call Income, Preferred Stock Income, Core Plus Bonds, High Yield Bonds, Dynamic Allocation, Technical Long/Short, Alternatives (hard assets, foreign equities and currencies), and Option Overlays.

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