Pratik K. Gupta

Research Analyst at Nomura Securities International, Inc.

Pratik K. Gupta

Pratik K. Gupta

Research Analyst at Nomura Securities International, Inc.

Biography

Currently, Pratik K. Gupta holds the position of Research Analyst at Nomura Securities International, Inc. Mr. Gupta previously was Associate for Nomura Securities Co., Ltd. and Analyst at Lehman Brothers, Inc. He received an MBA from Indian Institute of Management and an undergraduate degree and a graduate degree from Indian Institute of Technology Madras.

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Manager Member at Ergoteles LLC

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Former Managing Director at Nomura Securities International, Inc.

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Former Managing Director at Nomura Securities International, Inc.

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Former Managing Director & Joint Head-Fixed Income at Nomura Securities International, Inc.

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Vice President of Finance at Roper Technologies, Inc.

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Director at UBS Warburg LLC (US)

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Former Desk Head for Asia Ex Japan at Lehman Brothers, Inc.

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Managing Director at Cerberus Capital Management LP

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Managing Director at The Goldman Sachs Group, Inc.

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Former Senior Managing Director at Pritchard Capital Partners LLC

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Pratik K. Gupta
Research Analyst at Nomura Securities International, Inc.
Education
Class of 2012

The Indian Institute of Management Ahmedabad (IIM Ahmedabad or IIM-A) is a public business school located in Ahmedabad, Gujarat, India. It was the second Indian Institute of Management (IIM) to be established, after IIM Calcutta.[8] It is consistently ranked as one of the best business schools in India and in the Asia-Pacific region.[9][10][11] Established in 1961, the institute offers Post Graduate Diploma Programme in Management and Agri-Business Management, a Doctoral (Fellowship) Programme and a number of Executive Training Programmes.

Class of 2007

The Indian Institute of Technology, Madras, is among the foremost of institutes of national importance in higher technological education and in basic and applied research. The Institute, with nearly 360 faculty, 4000 students, 1250 administrative and supporting staff, is a self-contained campus and is located in a beautiful, wooded land of about 250 hectares in South Madras

Career History
Research Analyst
2012 - Current

Nomura Securities International, Inc. (NSI) is a registered broker/dealer headquartered in New York City and was founded in 1969. The firm is a division of Nomura Holding America, Inc. and their ultimate parent is Nomura Holdings, Inc. (NYSE: NMR, TYO: 8604, AMS: 8604). NSI provides securities brokerage services, as well as asset management, domestic retail, global markets, global investment banking and global merchant banking services. The firm's fixed-income business consists of bond sales and trading, origination and product supply for securitization deals and real estate-focused asset finance operations (in cooperation with Investment Banking). In the equity markets, NSI offers sales and trading of domestic and foreign stocks on a global basis, primarily for institutional investors.

Associate
2008 - 2010

Nomura Securities Co., Ltd. (NSC) is a wholly-owned brokerage subsidiary of Nomura Holdings, Inc. (TSE: 8604; NYSE: NMR). Headquartered in Tokyo, the firm was founded in 1925. NSC places a strong emphasis on research, both fundamental and quantitative. In addition to stock and bond underwriting, their activities include IPO and M&A advisory, wealth management, separately managed accounts, fund wrap services, prime brokerage and structured equity finance. Their clients include institutions, hedge funds, private banks and private equity funds as well as corporate clients and retail investors.

Analyst
2007 - 2008

Lehman Brothers, Inc. was a broker/dealer headquartered in New York City. They provided global equity and fixed research. The equity research department covered more than 100 sectors. They used a fundamental, quantitative, strategic and tactical research approach. In addition to these Lehman had also developed special products, such as 10 uncommon values and 10 uncommon eurovalues.

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