P. M. Friedman

Former Senior Managing Director & Chief Operating Officer at Guggenheim Securities LLC

P. M. Friedman

P. M. Friedman

Former Senior Managing Director & Chief Operating Officer at Guggenheim Securities LLC

Overview
Career Highlights

Guggenheim Securities LLC

RelSci Relationships

2012

Number of Boards

6

Birthday

1957

Age

62

Relationships
RelSci Relationships are individuals P. M. Friedman likely has professional access to. A relationship does not necessarily indicate a personal connection.

Chief Executive Officer at Oppenheimer Holdings, Inc.

Relationship likelihood: Strong

Founder at Entitle Direct Group, Inc.

Relationship likelihood: Strong

Chief Executive Officer & Director at Tiptree, Inc.

Relationship likelihood: Strong

Executive Chairman at Tiptree, Inc.

Relationship likelihood: Strong

Senior Managing Director, Head of US Investment Banking & Chair, Management Committee at Oppenheimer & Co., Inc.

Relationship likelihood: Strong

President & Trustee at Cancer Care, Inc.

Relationship likelihood: Strong

Managing Director at Kahala Aviation Ltd.

Relationship likelihood: Strong

Managing Partner at The GreensLedge Group LLC

Relationship likelihood: Strong

Co-Founder at Flexpoint Ford LLC

Relationship likelihood: Strong

President & Director at Great Ajax Corp.

Relationship likelihood: Strong

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P. M. Friedman
Former Senior Managing Director & Chief Operating Officer at Guggenheim Securities LLC
Education
B.A. in Economics

Founded in 1819, Colgate University is a highly selective residential liberal arts institution distinguished by academic excellence and interdisciplinary inquiry. Located on a beautiful campus in upstate New York, Colgate takes pride in the active engagement of its students and faculty in local, national, and global communities.

M.S. in Finance & Accounting

Since its inception in 1900, New York University Stern School of Business has been in and of New York City. Founded as the School of Commerce, Finance, and Accounting, the School initially offered training to students for careers in commerce in the burgeoning financial markets of New York City. Today, located in the heart of Greenwich Village with a campus in Westchester, Stern is one of the nation’s premier management education schools and research centers with a broad portfolio of academic programs at the graduate and undergraduate levels. With its global partnerships and engagement in NYU’s global network university, today NYU Stern is not only in and of the city, but also in and of the world.

Career History
Chief Operating Officer, Fixed Income Division
1981 - 2008

Bear, Stearns & Co., Inc. is a global investment banking, securities trading and brokerage firm located in New York City with additional offices in Dallas, Boston and San Francisco. The firm is a subsidiary Bear Sterns Cos., Inc. (NYSE: BSC).Their equity research team consists of senior analysts located throughout the world. In addition to domestic coverage, they have research teams focusing on Latin America, Asia and Europe. The analysts use a bottom-up approach to stock selection.The Bear Stearns fixed-income research department provides coverage of every sector of the fixed-income universe.The financial analytics and structured transactions group (F.A.S.T) provides investment research, fixed-income portfolio management and analytical systems, trading technology and general financial expertise. The group also provides a broad range of services to financial institutions including asset-liability management, balance sheet restructuring, receivables-based financing analysis, security and portfolio analysis, peer analysis, and historical and real-time market-based information.

Managing Director
2008 - 2009

Mariner Investment Group specializes in fixed income relative value and credit strategies which focus primarily on interest rate and liquid credit markets. The firm manages investments across a variety of single-strategy hedge funds, multi-strategy hedge funds, funds-of-hedge funds and other alternative vehicles.

Senior Managing Director & Chief Operating Officer
2009 - 2015

Founded in 1999, Guggenheim Securities LLC is a SEC-registered broker-dealer headquartered in New York City. The firm is a subsidiary of Links Holdings LLC. Their ultimate parent is Guggenheim Capital LLC. Guggenheim's specializations include the sales and trading of fixed-income securities and sophisticated structured products. The firm offers in-depth analysis and expert execution of trading opportunities to large institutional investors and asset originators. Guggenheim offers sales and trading services relating to a wide range of instruments including, among others, equities, hybrid securities, investment grade debt, high-yield debt, U.S. Treasury and federal agency securities, municipal bonds, asset-backed securities, mortgage-backed securities (residential and commercial), collateralized debt obligations, emerging markets debt, structured notes, insurance-linked securities and repo transactions. Based in Washington, DC, Guggenheim's fundamental and policy research team focuses on the following industries; Consumer, Energy, Financial Services, Healthcare, and TMT. Guggenheim Securities LLC is a member of FINRA.

Boards & Committees
Independent Director
2016 - Current

Tiptree, Inc. is a holding company, which engages in the provision of specialty insurance, warranty products, and related administration services. It operates through the following segments: Specialty Insurance, Tiptree Capital, and Corporate. The Specialty Insurance consists credit protection insurance, warranty and service contract products, premium finance, and niche personal and commercial lines of insurance. The Tiptree Capital segment comprises non-insurance operating businesses and investments. The Corporate segment covers holding company interest expense, employee compensation and benefits, and other expenses, including, but not limited to, public company expenses. The company was founded on March 19, 2007 is headquartered in New York, NY.

Member, Board of Directors
2016 - Current

Great Ajax Corp. operates as a real estate investment trust. The firm acquires, invests and manages a portfolio of mortgage loans secured by single-family residences and single-family properties. It holds real-estate owned properties acquired upon the foreclosure, other settlement of owned non-performing loans, or that acquires in the market. The company was founded on January 30, 2014 and is headquartered in Beaverton, OR.

Member, Board of Directors
2015 - Current

Oppenheimer & Co. Inc. is a leading investment bank and full-service investment firm that provides financial services and advice to high net worth investors, individuals, businesses and institutions. For over 130 years, they have provided investors with the necessary expertise and insight to meet the challenge of achieving their financial goals. Oppenheimer is a wholly owned subsidiary of Oppenheimer Holdings Inc., an integrated financial services holdings company. Oppenheimer is a registered broker-dealer and investment advisory firm.

Member, Board of Trustees
Current

Cancer Care, Inc. provides cancer treatment services. The firm's services include counseling and support groups, education, financial assistance and practical help. The company was founded in 1944 and is headquartered in New York, NY.

Public Holdings
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