Michael L. Shwarts

Head, Investment Banking at The Vertical Trading Group LLC

Michael L. Shwarts

Michael L. Shwarts

Head, Investment Banking at The Vertical Trading Group LLC

Biography

Mr. Michael Shwarts is a Principal at Dominick & Dominick LLC.Mr. Shwarts joined Dominick & Dominick LLC from Himalaya Capital Group, Inc., where he held the position of Managing Director providing strategic merger and acquisition advice to middle-market and emerging growth companies. Prior to joining Himalaya Capital Group, Inc., He held senior banking positions with Newbridge Securities Corporation and Ladenburg Thalmann & Co., Inc. where he has negotiated, structured and executed various types of transactions including mergers, acquisitions and divestitures; corporate and transactional financings, including venture capital, mezzanine and conventional financings; and public offerings and private placements. He also spent two years with a specialized investment bank which focused on middle-market companies located in the Russian Federation and Eastern Europe.Mr. Shwarts earned a Bachelor of Science degree from New York University.

Overview
RelSci Relationships

11

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Founder & Chief Executive Officer at The Vertical Trading Group LLC

Relationship likelihood: Strong

Director of Research at The Vertical Trading Group LLC

Relationship likelihood: Strong

Managing Director & Senior Equity Analyst at The Vertical Trading Group LLC

Relationship likelihood: Strong

Principal at The Vertical Trading Group LLC

Relationship likelihood: Strong

Managing Director at The Vertical Trading Group LLC

Relationship likelihood: Strong

Analyst at The Vertical Trading Group LLC

Relationship likelihood: Strong

Partner at Vertical Research Partners LLC

Relationship likelihood: Strong

Co-Founder at Vertical Research Partners LLC

Relationship likelihood: Strong

Partner at Vertical Research Partners LLC

Relationship likelihood: Strong

Equity Research Analyst at The Vertical Trading Group LLC

Relationship likelihood: Strong

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Michael L. Shwarts
Head, Investment Banking at The Vertical Trading Group LLC
Education
Class of 1994
Career History
Head, Investment Banking
Current

Founded in 2005, The Vertical Trading Group LLC (Member FINRA) is a registered broker/dealer located in New York City. The firm is a subsidiary of RAS Holdings LLC. Their institutional equities trading desk provides their clients with timely information and high-quality execution. They make markets in approximately 2000 securities and handle securities on all major exchanges, crossing networks and electronic trading platforms.Vertical's agency-only trading desk leverages the firm's advanced multi-asset electronic trading suite to help clients identify and capitalize on event-driven trading opportunities. They seek to help assess and capitalize on the mispricings of securities triggered by anticipated major corporate events and catalysts that arise as a result of corporate restructurings, recapitalizations, mergers and acquisitions, relative value disparities/stub trades, finance trades (synthetic stock loans) and index revisions.

Corporate Finance
2009 - 2011

DDA is a large cap growth manager that uses independent third party research.

Managing Director
2004 - 2006
Other Affiliations
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