Mary L. Schapiro

Vice Chair for Global Public Policy at Bloomberg LP

Mary L. Schapiro

Mary L. Schapiro

Vice Chair for Global Public Policy at Bloomberg LP

Overview
Career Highlights

NASD Regulation, Inc.
Financial Industry Regulatory Authority, Inc.
National Association of Securities Dealers, Inc.

RelSci Relationships

7387

Number of Boards

30

Birthday

06/19/1955 - New York City, NY

Age

64

Number of Awards

18

Relationships
RelSci Relationships are individuals Mary L. Schapiro likely has professional access to. A relationship does not necessarily indicate a personal connection.

Founder at Promontory Interfinancial Network LLC

Relationship likelihood: Strong

Senior Advisor at Hellman & Friedman LLC

Relationship likelihood: Strong

Founder at Promontory Interfinancial Network LLC

Relationship likelihood: Strong

Chairman & Chief Executive Officer at Duberstein Group, Inc.

Relationship likelihood: Strong

Former Chief Regulatory Officer at NYSE Group, Inc.

Relationship likelihood: Strong

Member, Fixed Income Market Structure Advisory Committee at US Securities & Exchange Commission

Relationship likelihood: Strong

Founder at Cox Financial Corp.

Relationship likelihood: Strong

Former President & Director at Resources for the Future, Inc.

Relationship likelihood: Strong

Chief Marketing Officer & Chief Sustainability Officer at Morgan Stanley

Relationship likelihood: Strong

Interim President of the College at Franklin & Marshall College

Relationship likelihood: Strong

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Mary L. Schapiro
Vice Chair for Global Public Policy at Bloomberg LP
Education
Juris Doctor
Class of 1980

Since enrolling its first class in 1865, The George Washington University Law School has produced some of the finest minds across the spectrum of legal scholarship. That tradition continues today, as GW Law graduates use the knowledge and skills they gain here to influence the critical legal conversations of our times.

BA in Anthropology
Class of 1977

Franklin & Marshall was established in 1787 with a gift of 200 British pounds from Benjamin Franklin, and is located in historic Lancaster, a dynamic city with a thriving arts scene. The College enrolls 2,324 students. The average class size is 19 students, and the student-faculty ratio is 9:1. Our students receive more than $500,000 in research grants every year.

Career History
Vice Chair for Global Public Policy
2018 - Current

Bloomberg LP engages in the provision of business data, news, and financial information services. Its product include Bloomberg terminal, execution and order management, content and data, financial data management, and integration and distribution. The company was founded by Michael Rubens Bloomberg, Charles M. Zegar, Thomas F. Secunda, and Duncan L. MacMillan in 1981 and is headquartered in New York, NY.

Chief Executive Officer
Prior - 2008

The Financial Industry Regulatory Authority, Inc. (FINRA) is the largest independent regulator of securities firms doing business with the public in the United States. Our core mission is to pursue investor protection and market integrity, and we carry it out by overseeing virtually every aspect of the brokerage industry. All told, FINRA oversees about 4,245 brokerage firms, about 162,230 branch offices and approximately 630,150 brokers. With approximately 3,400 employees, we are the first line of defense for investors—working in communities all across the nation.

Managing Director
2013 - 2014

Promontory Financial Group LLC provides strategy, risk management, and regulatory compliance consulting services. It specializes in asset-liability management and liquidity planning, capital planning and analysis, consumer protection, credit services, due diligence, examination and enforcement, financial benchmarks, governance and controls, and securities and derivatives. The company was founded by Eugene A. Ludwig in 2001 and is headquartered in Washington, DC.

Boards & Committees
Member, Advisory Board
2016 - Current

We believe that private sector capital can play a key role in driving large-scale solutions to the most critical challenges to global prosperity and well-being. The Institute for Sustainable Investing seeks to help businesses, institutions and individuals direct capital to these challenges in scalable ways. We focus on: Sustainable Investing: Financial solutions that enable sustainable investing at scale Thought Leadership: Groundbreaking insights that help mobilize capital to sustainable solutions Capacity Building: Programs and strategic partnerships that build capacity and best practices in the field of sustainable investing.

Non-Profit Donations & Grants

Learn how non-profit organizations benefit from RelSci
$25K - $50K
2012

Franklin & Marshall was established in 1787 with a gift of 200 British pounds from Benjamin Franklin, and is located in historic Lancaster, a dynamic city with a thriving arts scene. The College enrolls 2,324 students. The average class size is 19 students, and the student-faculty ratio is 9:1. Our students receive more than $500,000 in research grants every year.

$1,000 - $2,499
2008

The Securities and Exchange Commission Historical Society, through its virtual museum and archive at www.sechistorical.org, shares, preserves and advances knowledge of the history of financial regulation. Get connected for updates on new materials and upcoming programs in the museum. Founded in 1999, the Society is a 501(c)(3) non-profit organization, independent of and separate from the U.S. Securities and Exchange Commission. The virtual museum and archive is built and exhibited independent of any SEC oversight. The SEC Historical Society is funded solely by gifts and grants from the private sector, and receives no government funding. Over 85% of annual contributions are used for the virtual museum and archive's building and outreach. Give today to keep the museum current, independent and growing. The Society's Annual Report includes audited financial statements, narrative of activities and list of donors for its fiscal year of January 1 through December 31. The SEC Historical Society is governed by an independent Board of Trustees and administered by its staff. The Board of Advisors is a corps of committed volunteer leaders who, while not subject to the governance and fiduciary responsibilities of the Board of Trustees, work individually and as a group to advance the mission and work of the Society. The SEC Historical Society's Code of Ethics states its policies and procedures for maintaining the integrity of the organization. Click here to submit any legal or ethical concerns about the Society. All submissions will be held in confidence.

$2,500 - $4,999
2007

The Securities and Exchange Commission Historical Society, through its virtual museum and archive at www.sechistorical.org, shares, preserves and advances knowledge of the history of financial regulation. Get connected for updates on new materials and upcoming programs in the museum. Founded in 1999, the Society is a 501(c)(3) non-profit organization, independent of and separate from the U.S. Securities and Exchange Commission. The virtual museum and archive is built and exhibited independent of any SEC oversight. The SEC Historical Society is funded solely by gifts and grants from the private sector, and receives no government funding. Over 85% of annual contributions are used for the virtual museum and archive's building and outreach. Give today to keep the museum current, independent and growing. The Society's Annual Report includes audited financial statements, narrative of activities and list of donors for its fiscal year of January 1 through December 31. The SEC Historical Society is governed by an independent Board of Trustees and administered by its staff. The Board of Advisors is a corps of committed volunteer leaders who, while not subject to the governance and fiduciary responsibilities of the Board of Trustees, work individually and as a group to advance the mission and work of the Society. The SEC Historical Society's Code of Ethics states its policies and procedures for maintaining the integrity of the organization. Click here to submit any legal or ethical concerns about the Society. All submissions will be held in confidence.

Public Holdings
Restricted data only for RelSci Professional users.
Advisors
Legal Advisor

Executive Director at National Coordinating Committee for Multiemployer Plans

Awards & Honors
Rank #65
2012
Forbes Magazine - 100 Most Powerful Women
2012
NACD Directorship 100: Governance Professionals and Institutions
2012
Treasury & Risk Magazine - 100 Most Influential People in Finance
Events
Speaker
Washington
2011 US Department of the Treasury - Women in Finance Investment Symposium

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