Joseph R. Hardiman

Chairman, Brown Advisory Funds at Brown Advisory, Inc.

Joseph R. Hardiman

Joseph R. Hardiman

Chairman, Brown Advisory Funds at Brown Advisory, Inc.

Overview
Career Highlights

Alex. Brown & Sons
Financial Industry Regulatory Authority, Inc.
National Association of Securities Dealers, Inc.

RelSci Relationships

2077

Number of Boards

28

Birthday

1938

Age

82

Number of Awards

2

Interests

Basketball

Relationships
RelSci Relationships are individuals Joseph R. Hardiman likely has professional access to. A relationship does not necessarily indicate a personal connection.

Senior Advisor at Brown Advisory, Inc.

Relationship likelihood: Strong

Former Vice Chairman at Urban Institute

Relationship likelihood: Strong

Founder & General Partner at Grande Ventures LLC

Relationship likelihood: Strong

President at ClearBridge LLC

Relationship likelihood: Strong

Chancellor at University System of Maryland

Relationship likelihood: Strong

Director at Terbium Labs, Inc.

Relationship likelihood: Strong

Founder & Managing Partner at Bonsal Capital LLC

Relationship likelihood: Strong

President & Chief Executive Officer at The University of Maryland Baltimore Foundation, Inc.

Relationship likelihood: Strong

President at Chesapeake Bay Foundation, Inc.

Relationship likelihood: Strong

President & Chief Executive Officer at University System of Maryland Foundation, Inc.

Relationship likelihood: Strong

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Joseph R. Hardiman
Chairman, Brown Advisory Funds at Brown Advisory, Inc.
Education
BA

The University of Maryland, College Park is a public research university, the flagship campus of the University System of Maryland, and the original 1862 land-grant institution in the State. The University of Maryland is committed to achieving excellence as the State’s primary center of research and graduate education and the institution of choice for undergraduate students of exceptional ability and promise. The University creates and applies knowledge for the benefit of the economy and culture of the State, the region, the nation, and beyond. As the flagship of the University System of Maryland, the University shares its research, educational, cultural, and technological strengths with businesses, government, and other educational institutions. The University counts among its greatest strengths -- and a major component of its excellence -- the diversity of its faculty, students, and staff. The University of Maryland, College Park is committed to equal educational opportunity and strives to hire a diverse faculty and staff of exceptional achievement through affirmative actions, to celebrate diversity in all of its programs and activities, and to recruit and retain qualified graduate and undergraduate minority students.

LLB

The University of Maryland Francis King Carey School of Law (University of Maryland School of Law or Maryland Law) is the second-oldest law school in the United States. The school was founded in 1816 as the Maryland Law Institute and began regular instruction in 1824.

Memberships
Member
Current

The American Business Conference operates business association. It advocates public policies to promote growth, entrepreneurship, and higher standard of living for all Americans. The firm also publishes reports on international competitiveness, tax reform, capital costs, savings, and consumption. The company was founded by Arthur Levitt, Jr. in 1981 and is headquartered in Washington, DC.

Career History
President & Chief Executive Officer
1987 - 1997

National Association of Securities Dealers, the former name of the American self-regulatory organization for broker-dealers, now known as the Financial Industry Regulatory Authority.

President & Chief Executive Officer
1987 - 1997

The Financial Industry Regulatory Authority, Inc. (FINRA) is the largest independent regulator of securities firms doing business with the public in the United States. Our core mission is to pursue investor protection and market integrity, and we carry it out by overseeing virtually every aspect of the brokerage industry. All told, FINRA oversees about 4,245 brokerage firms, about 162,230 branch offices and approximately 630,150 brokers. With approximately 3,400 employees, we are the first line of defense for investors—working in communities all across the nation.

1987 - 1997

The NASDAQ Stock Market, Inc. is the U.S. electronic stock market. With approximately 3,300 companies, it lists more companies and, on average, trades more shares per day than any other U.S. market. It is home to companies that are leaders across all areas of business including technology, retail, communications, financial services, transportation, media and biotechnology. NASDAQ is the primary market for trading NASDAQ-listed stocks

Boards & Committees
Member, Board of Directors
Prior - 2007

Broadwing Corp. provides data, voice and media networking solutions. The company was founded in David Huber in 1997 and is located in Columbia, MD.

Advisor
Prior - 2006

Spring Capital Partners invests in small and medium sized companies located in the Eastern half of the US. The seek companies with annual revenue of $10 million to $150 million and strong projected earnings growth. They invest mainly in mature companies with institutional equity sponsorship, but they also invest late-stage venture companies. In addition, Spring Capital Partners invests in unsponsored companies with strong management teams that have proven track records and considerable equity stakes. In evaluating a company, the firm looks for the following qualities: a proven management team with a significant equity stake, strong products and market positions and profitable and predictable financial performance.The firm's capital is typically used for strategic acquisitions of existing businesses, MBOs, LBOs, later-stage growth or expansion capital and recapitalizations. Investments typically range from $2 million to $7 million. Investments are usually structured as subordinated debt with detachable warrants to purchase common stock. Larger commitments may be provided through co-investments with other mezzanine lenders. The debt typically has a five-year term, at a fixed rate of interest. Spring Capital Partners may also purchase equity securities along with a subordinated debt investment.

Member, Board of Directors
Prior - 2005

Wit Capital Group, Inc. and its broker dealer subsidiary, Wit Capital Corporation, were founded in New York in 1996 to create the first online investment banking firm. Wit Capital Group, Inc. went public in June 1999. With offices in New York and San Francisco, Wit Capital Corporation is an issuer-driven Internet investment banking firm that offers an array of investment banking services, including underwriting for public offerings, private equity services, strategic advisory, and institutional quality research.

Member, Board of Directors
Current

The USM Foundation supports the mission and ambitions of USM members institutions and several community college clients throughout Maryland.

Trustee
Current

SOLICIT/RECEIVE CONTRIBUTIONS/GRANTS FROM GENERAL PUBLIC TO HOLD, INVEST AND ADMINISTER THESE FUNDS AND PAY EXPENDITURES FOR UNIVERSITY AND SERVE IN ADVISORY ROLE TO PRESIDENT.

Founding Member, Board of Directors
Current

TO INSPIRE CHARACTER DEVELOPMENT AND SELF-DISCOVERY IN PEOPLE OF ALL AGES AND WALKS OF LIFE THROUGH CHALLENGE AND ADVENTURE.

Non-Profit Donations & Grants

Learn how non-profit organizations benefit from RelSci
$10K - $15K
2015

The Baltimore Museum of Art organizes and presents exhibitions and programs. It establishes outstanding collection of American and European painting, sculpture, and decorative arts and works by established and emerging contemporary artists. The company was founded in 1914 and is headquartered in Baltimore, MD.

$10K - $15K
2014

The Baltimore Museum of Art organizes and presents exhibitions and programs. It establishes outstanding collection of American and European painting, sculpture, and decorative arts and works by established and emerging contemporary artists. The company was founded in 1914 and is headquartered in Baltimore, MD.

$10K - $15K
2013

The Baltimore Museum of Art organizes and presents exhibitions and programs. It establishes outstanding collection of American and European painting, sculpture, and decorative arts and works by established and emerging contemporary artists. The company was founded in 1914 and is headquartered in Baltimore, MD.

Political Donations
$1,000
2011

Senator from Maryland

$1,000
2011

Senator from Maryland

$250
2010

Co-Founder at Bengur Bryan & Co., Inc.

Transactions
Details Hidden

Financial Engines, Inc. issued USD Common Stock

Awards & Honors
1994
University of Maryland, College Park - Distinguished Alumnus Award
1991
Securities Industry Association - Travers J. Bell Memorial Award of Distinction
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