Jon D. Lopez

Director of Research at The Vertical Trading Group LLC

Jon D. Lopez

Jon D. Lopez

Director of Research at The Vertical Trading Group LLC

Biography

Mr. Jon D. Lopez is a Director of Research at Vertical Trading Group LLC.Prior to joining Vertical in January 2013, Mr. Lopez was employed as an Analyst by Saratoga Capital LLC.

Overview
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Founder & Chief Executive Officer at The Vertical Trading Group LLC

Relationship likelihood: Strong

Managing Director at Oberon Securities LLC

Relationship likelihood: Strong

Principal at The Vertical Trading Group LLC

Relationship likelihood: Strong

Former Managing Director & Senior Equity Research Analyst at BB&T Securities LLC (Broker)

Relationship likelihood: Average

Co-Founder at Vertical Research Partners LLC

Relationship likelihood: Average

Senior Equity Research Analyst at Seaport Global Securities LLC

Relationship likelihood: Average

Former Financial Advisor at Merrill Lynch, Pierce, Fenner & Smith, Inc.

Relationship likelihood: Average

Former Director at National Bank of Canada

Relationship likelihood: Average

Director, Senior Analyst Alternative Energy, Metals, Mining & Mining Equipment at Wolfe Research LLC

Relationship likelihood: Average

Former Research Analyst at Goldman Sachs & Co. LLC

Relationship likelihood: Weak

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Jon D. Lopez
Director of Research at The Vertical Trading Group LLC
Career History
Director of Research
2013 - Current

Founded in 2005, The Vertical Trading Group LLC (Member FINRA) is a registered broker/dealer located in New York City. The firm is a subsidiary of RAS Holdings LLC. Their institutional equities trading desk provides their clients with timely information and high-quality execution. They make markets in approximately 2000 securities and handle securities on all major exchanges, crossing networks and electronic trading platforms.Vertical's agency-only trading desk leverages the firm's advanced multi-asset electronic trading suite to help clients identify and capitalize on event-driven trading opportunities. They seek to help assess and capitalize on the mispricings of securities triggered by anticipated major corporate events and catalysts that arise as a result of corporate restructurings, recapitalizations, mergers and acquisitions, relative value disparities/stub trades, finance trades (synthetic stock loans) and index revisions.

Analyst
Prior

Founded in 2001, Saratoga Capital LLC is an SEC-registered broker/dealer headquartered in New York City. The firm specializes in providing technologically-advanced equity and derivatives execution and investment services to institutional money managers.

Other Affiliations

Jon D. Lopez is affiliated with The Vertical Trading Group LLC, Saratoga Capital LLC

This web site is not endorsed by, directly affiliated with, maintained, authorized, or sponsored by Jon D. Lopez. The use of any trade name or trademark is for identification and reference purposes only and does not imply any association with the trademark holder. The Presence of Jon D. Lopez's profile does not indicate a business or promotional relationship of any kind between RelSci and Jon D. Lopez.