John Palguta

Managing Director, Client Advisory & Wealth Planning at MAI Capital Management LLC

John Palguta

John Palguta

Managing Director, Client Advisory & Wealth Planning at MAI Capital Management LLC

Overview
RelSci Relationships

73

Number of Awards

2

Relationships
RelSci Relationships are individuals John Palguta likely has professional access to. A relationship does not necessarily indicate a personal connection.

Managing Director, Client Advisory & Wealth Planning at MAI Capital Management LLC

Relationship likelihood: Strong

Director, Investment Management at MAI Capital Management LLC

Relationship likelihood: Strong

Director, Investment Management at MAI Capital Management LLC

Relationship likelihood: Strong

Director, Investment Management at MAI Capital Management LLC

Relationship likelihood: Strong

Managing Director, Client Advisory & Wealth Planning at MAI Capital Management LLC

Relationship likelihood: Strong

Managing Partner at MAI Capital Management LLC

Relationship likelihood: Strong

Chief Financial Officer at MAI Capital Management LLC

Relationship likelihood: Strong

Chief Investment Officer at MAI Capital Management LLC

Relationship likelihood: Strong

Chief Operating Officer at MAI Capital Management LLC

Relationship likelihood: Strong

Chief Compliance Officer at MAI Capital Management LLC

Relationship likelihood: Strong

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John Palguta
Managing Director, Client Advisory & Wealth Planning at MAI Capital Management LLC
Education
Bachelor's Degree in Business Administration with a Concentration in Accounting
Class of 1983

John Carroll is a private, coeducational, Jesuit Catholic university providing programs of study in the liberal arts, sciences, and business at the undergraduate level and in selected areas at the master’s level. Academically, the University consists of the College of Arts and Sciences and the John M. and Mary Jo Boler School of Business, which both include graduate programs. John Carroll operates on a semester calendar, with two 15-week semesters and three summer sessions.

Career History
Managing Director, Client Advisory & Wealth Planning
1984 - Current

MAI Capital Management has investment expertise in individual stocks (large/mid-cap), outside managers (mid-cap, small-cap and international), bonds (government, agency, corporate and municipals) and alternative asset classes. The firm offers asset allocation strategies including alternative asset classes, external manager selection, disciplined growth strategies, dividend strategies, ETF strategies, fixed-income management, portfolio performance reporting, portfolio structure & diversification strategies. MAI primarily seeks to hold securities for the longer-term, especially in taxable accounts. The firm uses short-term trades, and options less frequently, and only when in MAI believes they are appropriate. Option strategies may include covered options, uncovered options, or option spreads, based on the needs of the particular account. With few exceptions, these strategies are defensive in nature and do not involve leverage. MAI invests client assets using one or a combination of the following investment strategies: the Dividend Strategy, the MAI Managed Volatility Strategy, the Diversified Core Strategy, the Diversified Dividend Strategy, the Core Strategy, the Exchange Traded Fund (ETF) Strategy, and the MAI Energy Infrastructure & MLP Strategy.MAI serves as the investment manager of the following investment funds: MAI Wealth Private Equity Fund LP, MAI Managed Volatility Fund LP, MAI Opportunity Fund LP, MAI Capital Income and Growth Fund II LP, and MAI Capital Income and Growth Fund III LP. The firm also serves as the investment advisor to the Dividend Plus+ Income Fund (MAIPX/DIVPX), an open end mutual fund that is part of the Forum Family of Funds.

Awards & Honors
CPA (Certified Public Accountant)
CFP (Certified Financial Planner)
Other Affiliations

John Palguta is affiliated with MAI Capital Management LLC