James Lee

Managing Director at Mizuho Securities USA LLC

James Lee

James Lee

Managing Director at Mizuho Securities USA LLC

Overview
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Relationships
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Managing Director at Mizuho Americas LLC

Relationship likelihood: Strong

Managing Director at Mizuho Securities USA LLC

Relationship likelihood: Strong

Managing Director of Energy Research at SMBC Nikko Securities America, Inc.

Relationship likelihood: Strong

Former Executive Director at UBS Warburg LLC (US)

Relationship likelihood: Strong

President & Chief Executive Officer at Mizuho Securities USA LLC

Relationship likelihood: Strong

Senior Managing Director & Chief Financial Officer at Mizuho Securities USA LLC

Relationship likelihood: Strong

Chief Operating Officer at Mizuho Securities USA LLC

Relationship likelihood: Strong

Managing Director & Head of Biotechnology Research at Mizuho Securities USA LLC

Relationship likelihood: Strong

Managing Director at CLSA Americas LLC

Relationship likelihood: Strong

Managing Director at CLSA Americas LLC

Relationship likelihood: Strong

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James Lee
Managing Director at Mizuho Securities USA LLC
Education

St. John's is one of America's leading Catholic universities – recognized for its superb academic programs, diverse student life, BIG EAST excitement and New York vitality. Founded in 1870 by the Vincentian Community, St. John's is known for giving students the knowledge, skills and confidence to serve others while achieving personal and professional success. Graduates become leaders in their professions, their communities and the world.

Career History
Senior Vice President
Prior

Founded in 1964, Sterne, Agee & Leach, Inc. is a full service investment firm and registered broker/dealer headquartered in Birmingham, Alabama. The firm's expertise includes retail and institutional brokerage services, investment banking and underwriting, secondary trading of corporate, municipal, and government securities and market making in over-the-counter stocks. The firm is a member of the NYSE and FINRA.

Research Analyst
2009 - 2013

Credit Agricole Securities (USA), Inc. (Credit Agricole Securities USA) is a full service broker-dealer headquartered in New York City. The firm was founded in 2004 and formerly known as Calyon Securities USA, Inc. and Credit Lyonnais Securities, Inc. They are a subsidiary of Crédit Agricole Global Partners, Inc., which is owned by Rue la Boétie SAS’s Credit Agricole SA (EPA: ACA) in France. Credit Agricole Securities USA provides investors’ customized solutions to ensure they achieve their execution objectives in the tradition of service excellence and product innovation.

Research Analyst
Prior - 2000

UBS Securities LLC, formerly UBS Warburg LLC (U.S.), is an investment bank and registered broker/dealer founded in 1998. They are a subsidiary of UBS Americas, Inc. and their ultimate parent is UBS AG (NYSE: UBS). Headquartered in New York City, UBS is a primary dealer in U.S. Government securities and provides a full range of investment banking services including corporate finance, mergers and acquisitions, capital markets, trading and sales, fixed-income, equity research, private banking, underwriting and prime brokerage operations. The firm also provides advisory services and access to capital markets for corporate, institutional, intermediary and alternative asset management clients. They offer closed-end fund research, commodity research, credit research, economic research, emerging market research, equity research, fixed-income research, foreign exchange research, real estate research, technical research and thematic research.

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