James Lee

Managing Director at Mizuho Securities USA LLC

James Lee

James Lee

Managing Director at Mizuho Securities USA LLC

Overview
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Managing Director of Energy Research at SMBC Nikko Securities America, Inc.

Relationship likelihood: Strong

Managing Director at Mizuho Americas LLC

Relationship likelihood: Strong

Former Managing Director at CLSA Americas LLC

Relationship likelihood: Strong

Managing Director & Head of US Large-Cap Bank Research-Global Research, Economics & Strategy Division at Wells Fargo Securities LLC

Relationship likelihood: Strong

Managing Director & Senior Semiconductor Analyst at SMBC Nikko Securities America, Inc.

Relationship likelihood: Strong

Managing Director & Senior Equity Research Analyst at Stephens, Inc.

Relationship likelihood: Strong

Analyst at Daiwa Securities Co. Ltd. (Broker)

Relationship likelihood: Strong

Analyst at Macquarie Capital (USA), Inc.

Relationship likelihood: Strong

Former Executive Director at UBS Warburg LLC (US)

Relationship likelihood: Strong

Managing Director at Mizuho Securities USA LLC

Relationship likelihood: Strong

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James Lee
Managing Director at Mizuho Securities USA LLC
Education

St. John's is one of America's leading Catholic universities – recognized for its superb academic programs, diverse student life, BIG EAST excitement and New York vitality. Founded in 1870 by the Vincentian Community, St. John's is known for giving students the knowledge, skills and confidence to serve others while achieving personal and professional success. Graduates become leaders in their professions, their communities and the world.

Career History
Managing Director
2017 - Current

Mizuho Securities USA (“MSUSA”) is the US investment banking subsidiary of Mizuho Securities (“MHSC”). MSUSA is an SEC-registered Broker-Dealer and a Primary Dealer of US Treasuries designated by the Federal Reserve Bank of New York. MSUSA is also registered with the CFTC as a futures commission merchant (FCM) and has memberships in, or access to, a variety of global futures exchanges for trading in financial and commodity futures and options on futures contracts. Since 2006 MSUSA’s business activities expanded to include the underwriting of debt and equity securities, and trading in ETFs, MBS and corporate bonds. Headquartered in New York City, MSUSA has offices located in Boston, Chicago, Houston, Los Angeles, San Francisco New York City, Philadelphia, and Iselin.

Managing Director
2017 - Current

Mizuho Americas LLC, part of Mizuho Financial Group, Inc., is a company headquartered in New York, NY. The firm operates as a bank holding company.The company says this about itself: Mizuho Americas is a leading financial institution comprising several legal entities, which together offer clients corporate and investment banking, financing, securities, treasury services, asset management, research and more. With professionals in offices throughout the US, Canada, Mexico, Brazil and Chile, Mizuho's operations in the Americas connect a broad client base of major corporations, financial institutions and public sector groups to local markets and a vast global network.

Managing Director
2013 - 2017

Founded in 2012, CLSA Americas LLC is an SEC-registered broker-dealer located in New York City. The firm is the US brokerage arm of CLSA, Asia's leading and longest-running independent brokerage and investment group. They are a subsidiary of Crédit Agricole SA.CLSA America's electronic trading platform is designed to rapidly respond to changes in US market conditions, meet individual client needs and provide increased access to liquidity.The platform enhances the trading experience their clients have with CLSA. It offers access to a complete suite of execution services in the Americas. CLSA Americas' capabilities include this sophisticated electronic trading, as well as high touch and portfolio trading capabilities.

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