Eric E. Rothmann

Former Analyst at Wachovia Securities LLC

Eric E. Rothmann

Eric E. Rothmann

Former Analyst at Wachovia Securities LLC

Overview
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President at BMI Capital LLC

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Analyst at Brean Capital LLC

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Managing Director at TCW Asset Management Co. LLC

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Managing Director & Senior Research Analyst, Healthcare Research Team at ROTH Capital Partners LLC

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Analyst at Brean Capital LLC

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Former Research Analyst at Brean Capital LLC

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Former Research Analyst at Cowen and Company LLC

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Former Research Analyst at Fidelity Management & Research Co. LLC

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Former Managing Director at B. Riley Wealth Management, Inc.

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Former Managing Director & Portfolio Manager at Brean Capital LLC

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Eric E. Rothmann
Former Analyst at Wachovia Securities LLC
Education
Class of 1986

POST-SECONDARY EDUCATION AND PRE-SCHOOL THROUGH GRADE 12 EDUCATION

Career History
Analyst
2006 - 2012

Founded by Len Zacks in 1978, Zacks Investment Research, Inc. is an SEC-registered broker/dealer and investment research firm headquartered in Chicago, Illinois with an office in Irvine, California. The firm is principally owned by The Greenwood Trust. Zacks makes both short-term and long-term investment recommendations using the following investment styles: aggressive growth, growth/income, momentum, value, technicals and options. Zack Investment Research employs the Zacks Rank, a 100% a peerless stock rating system that is based on a quantitative model that includes the use of four factors including as earnings estimate revisions and earnings surprises. Stocks are classified into five groups, ranging from 'Strong Buy' to 'Strong Sell.' Zacks Rank is completely mathematical and focuses only on the math and whether the math predicts that a stock's price will rise. It is a short-term indicator of stock performance that is effective for 1 to 3 months. The Zacks Recommendation process begins with a new quantitative model that employs the Zacks Rank. The firm then utilizes qualitative insights to develop a unique recommendation based on a 6 month time horizon.Zacks Investment Research provides coverage primarily on the following sectors: (1) manufacturers of electrical components (2) photo optics/lasers (3) HPC computing platforms (4) manufacturers and distributors of textiles (5) information technology (6) independent oil and gas companies involved in the exploration, development and acquisition of crude oil and natural gas (6) providers of docking, manipulator and wafer probing interface products for semiconductor and ATE manufacturers (7) companies that design and manufacture oscilloscopes, serial data analyzers and protocol analyzers to test, measure and analyze electronic signals (8) manufacturers of branded toys, collectibles, hobby or infant products and (9) financial services companies.

Analyst
Prior - 2006

Wachovia Securities LLC offered equity, fixed income, and structured products. It was founded in 2001 and was headquartered in St. Louis, MO.

Research Analyst
2005 - Prior

Founded in 1973, Brean Capital is a research-driven investment and merchant bank and broker/dealer headquartered in New York City. The firm provides institutional sales and trading, equity research, investment banking, syndicate and asset management. Their clients include corporations, institutions and accredited investors. Brean Capital focuses on small-cap and emerging growth companies in a variety of sectors including: consumer products/retail, healthcare, biotechnology, natural resources/energy, small-cap Chinese equities and technology. The firm seeks to identify stocks that are misperceived and misvalued in the marketplace. They are a member of the NASD and the SIPC.

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