Duncan Franklin Williams

President & Chief Executive Officer at Duncan-Williams

Duncan Franklin Williams

Duncan Franklin Williams

President & Chief Executive Officer at Duncan-Williams

Overview
Career Highlights

Duncan-Williams
Duncan Williams Asset Management LLC

RelSci Relationships

800

Number of Boards

8

Birthday

1968

Age

53

Contact Data
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Relationships
RelSci Relationships are individuals Duncan Franklin Williams likely has professional access to. A relationship does not necessarily indicate a personal connection.

General Counsel at Duncan-Williams

Relationship likelihood: Strong

Co-Founder at Duncan-Williams

Relationship likelihood: Strong

Benefit Plan Administrator at Duncan-Williams

Relationship likelihood: Strong

Governor at Financial Industry Regulatory Authority, Inc.

Relationship likelihood: Strong

President & Chief Executive Officer at Financial Industry Regulatory Authority, Inc.

Relationship likelihood: Strong

Senior Vice President, Memphis Branch at Federal Reserve Bank of St. Louis

Relationship likelihood: Strong

General Counsel Emeritus at Duncan-Williams

Relationship likelihood: Strong

Owner at Memphis Area Chamber of Commerce

Relationship likelihood: Strong

Former President at Duncan Williams Asset Management LLC

Relationship likelihood: Strong

President & Chief Investment Officer at Duncan Williams Asset Management LLC

Relationship likelihood: Strong

Paths to Duncan Franklin Williams
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Duncan Franklin Williams
President & Chief Executive Officer at Duncan-Williams
Family Members
Spouse
Trustee at Hutchison School

The Hutchison School operates a private school for girls. Its programs include early childhood and lower, middle, and upper schools. The company is headquartered in Memphis, TN.

Parent
Co-Founder at Duncan-Williams

Duncan-Williams, Inc. is a broker/dealer and financial services firm headquartered in Memphis, Tennessee. The firm was founded in 1969 and is a wholly-owned subsidiary of South State Corp. (NASDAQ: SSB). Their services include sales, finance and underwriting of fixed-income securities to banks and other financial institutions. They focus on securities such as US treasury notes and bonds, federal agency securities, mortgage-backed securities, corporate bonds, municipal bonds, certificates of deposit and mutual funds.

Education
Graduate
Class of 1990

The University of Alabama is a student-centered research university and an academic community united in its commitment to enhancing the quality of life for all Alabamians. Founded in 1831 as Alabama's first public college, The University of Alabama is dedicated to excellence in teaching, research and service. We provide a creative, nurturing campus environment where our students can become the best individuals possible, can learn from the best and brightest faculty, and can make a positive difference in the community, the state and the world. The University of Alabama family has always expected great things. After all, we are our state's flagship university the Capstone of higher education.

Memberships
Member
Current
Career History
President & Chief Executive Officer
2000 - Current

Founded in 1969, Duncan-Williams, Inc. is a broker/dealer and financial services firm located in Memphis, TN. The firm's services include sales, finance and underwriting of fixed-income securities to banks and other financial institutions. They focus on securities such as U.S. treasury notes and bonds, federal agency securities, mortgage-backed securities, corporate bonds, municipal bonds, certificates of deposit and mutual funds.

Professional
Tenure Unconfirmed

NYSE Group, Inc. operates multiple securities stock exchange. It through its subsidiaries operates multiple securities market centers, including the New York Stock Exchange (NYSE) and NYSE Arca (formerly known as the Archipelago Exchange and the Pacific Exchange). It provides securities listings, market information products and services. It offers a range of investment vehicles and order execution services. It operate as electronic platform used to trade securities and security-related financial instruments. It is headquartered in New York, NY.

Professional
Prior

The Financial Industry Regulatory Authority, Inc. (FINRA) is the largest independent regulator of securities firms doing business with the public in the United States. Our core mission is to pursue investor protection and market integrity, and we carry it out by overseeing virtually every aspect of the brokerage industry. All told, FINRA oversees about 4,245 brokerage firms, about 162,230 branch offices and approximately 630,150 brokers. With approximately 3,400 employees, we are the first line of defense for investors—working in communities all across the nation.

Boards & Committees
Chairman
2015 - Current

Duncan Williams Asset Management LLC provides investment advice. The firm provides a variety of personalized financial solutions including investment management, financial planning, estate planning, charitable gift planning, cash flow management, retirement planning, education planning, tax mitigation strategies, insurance analysis and concentrated stock strategy. The company was founded by Duncan Franklin Williams in 2015 and is headquartered in Memphis, TN.

Board Member
Current
Member, Advisory Board
Prior

SunTrust Banks, Inc. is a bank and financial holding company that engages in the provision of financial services. It offers deposit, credit, mortgage banking, trust and investment, asset management, securities brokerage, and capital market services. It operates through the following segments: Consumer, Wholesale, and Corporate Other. The Consumer segment consists of consumer banking, lending, wealth management, and mortgage banking services. The Wholesale segment relates to advisory, capital raising, and financial risk management; commercial and business banking, commercial real estate; as well as treasury and payment solutions. The Corporate Other segment covers management of the company's investment securities portfolio, long-term debt, end user derivative instruments, short-term liquidity and funding activities, balance sheet risk management, and most real estate assets. The company was founded in July 12, 1984 and is headquartered in Atlanta, GA.

Member, Board of Directors
2015 - Current

Greater Memphis Chamber is a private company headquartered in Memphis, TN, specializing in business associations.

Member, Board of Governors
Current

The Financial Industry Regulatory Authority, Inc. (FINRA) is the largest independent regulator of securities firms doing business with the public in the United States. Our core mission is to pursue investor protection and market integrity, and we carry it out by overseeing virtually every aspect of the brokerage industry. All told, FINRA oversees about 4,245 brokerage firms, about 162,230 branch offices and approximately 630,150 brokers. With approximately 3,400 employees, we are the first line of defense for investors—working in communities all across the nation.

Member, Board of Visitors
Current
Non-Profit Donations & Grants

Learn how non-profit organizations benefit from RelSci
$1,000 - $2,499
2015

Presbyterian Day School is licensed through the Texas Department of Protective and Regulatory Services for a maximum of 92 students.

$1,000 - $2,499
2014

Presbyterian Day School is licensed through the Texas Department of Protective and Regulatory Services for a maximum of 92 students.

$1,000 - $2,499
2012

Presbyterian Day School is licensed through the Texas Department of Protective and Regulatory Services for a maximum of 92 students.

Political Donations
$1,000
2017

Representative at Office of the Representative from Tennessee's 8th District, David Kustoff

$250
2010

Former Governor of Tennessee

$2,400
2009

Senator from Mississippi

Transactions
Details Hidden

Mississippi ALF Investor Group II LLC raised money in a private placement transaction

Details Hidden

Mississippi ALF Investor Group LLC raised money in a private placement transaction

Investments
Details Hidden

Memphis Basketball LLC operates a professional basketball team. It markets sports merchandise, match tickets, and collectable game items. The company was founded on October 24, 2012 and is headquartered in Memphis, TN.

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