Derek Szot

Managing Director at Sandler O'Neill & Partners LP

Derek Szot

Derek Szot

Managing Director at Sandler O'Neill & Partners LP

Biography

Derek Szot is a Managing Director in the Investment Banking Group of Sandler O’Neill + Partners, L.P. He provides strategic advice primarily to depository financial institutions throughout United States.

Mr. Szot has significant experience working with mutual savings banks. This includes capital planning within the mutual structure, the conversion process where merited, and post-conversion capital management strategies. In addition to the capital offering process, Mr. Szot has an extensive background in mergers and acquisitions with particular expertise in financial modeling and helping clients assess the impact of various strategic alternatives to their base operations.

Before re-joining Sandler O’Neill in 2004, Mr. Szot was co-founder and principal of Y-Merge, which was acquired by SNL Financial. He originally joined Sandler O’Neill in 1993.

Mr. Szot is a graduate of the Wharton School of the University of Pennsylvania and Columbia University.

Overview
Career Highlights

Y-Merge.com LLC

RelSci Relationships

428

Relationships
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Co-Founder at Sandler O'Neill & Partners LP

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Co-Founder at Sandler O'Neill & Partners LP

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Principal, Co-Head, Investment Banking at Sandler O'Neill & Partners LP

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Managing Director at Banks Street Partners LLC

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Associate at Sandler O'Neill & Partners LP

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Principal at Sandler O'Neill & Partners Corp.

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Analyst at Sandler O'Neill & Partners LP

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Professional at Sandler O'Neill & Partners LP

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Senior Managing Principal at Sandler O'Neill & Partners LP

Relationship likelihood: Strong

Principal, Fixed Income Sales at Sandler O'Neill & Partners LP

Relationship likelihood: Strong

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Derek Szot
Managing Director at Sandler O'Neill & Partners LP
Education
Graduate

The Wharton School is the business school of the University of Pennsylvania, an Ivy League university in Philadelphia, Pennsylvania. Wharton was the world’s first collegiate business school and the first business school in the United States. It was established in 1881 through a donation of Joseph Wharton.

Graduate

Columbia University is one of the world's most important centers of research and at the same time a distinctive and distinguished learning environment for undergraduates and graduate students in many scholarly and professional fields. The University recognizes the importance of its location in New York City and seeks to link its research and teaching to the vast resources of a great metropolis. It seeks to attract a diverse and international faculty and student body, to support research and teaching on global issues, and to create academic relationships with many countries and regions. It expects all areas of the university to advance knowledge and learning at the highest level and to convey the products of its efforts to the world.

Career History
Managing Director
Current

Founded in 1988, Sandler O'Neill & Partners LP is a broker/dealer headquartered in New York City. The firm is a subsidiary of Sandler O'Neill & Partners Corp. and their ultimate parent is SOP Holdings LLC.Sandler O'Neill & Partners' Equity Sales & Trading team seeks to enhance liquidity, execute complex transactions, distribute securities and provide institutional investor exposure for hundreds of financial institutions. Sandler O'Neill is a market maker for over 425 NASDAQ financial stocks and trades equities on all active exchanges including the NYSE, NASDAQ, OTC Bulletin Board and Pink Sheets. They work with CEOs, CFOs and management teams on corporate buybacks, portfolio valuations, rebalancings and liquidations.Sandler O'Neill publishes detailed equity research on approximately 270 financial services companies. They primarily cover small- and mid-sized companies that are not widely followed by large Wall Street firms. Their research coverage focuses on the following industries: (1) banks and thrifts (2) specialty finance and credit card companies (3) asset management (4) e-Finance (5) investment banking firms and broker/dealers (6) REITS (7) mortgage REITs and (8) insurance.

Professional
Tenure Unconfirmed

Sandler O'Neill & Partners Corp. operates as a investment banking firm and broker dealer focused on the financial services sector. Its services include fixed income, capital raising, investment banking, equity research, equity sales and trading, strategy and mortgage finance. The company was founded in 1988 and is headquartered in New York, NY.

Co-Founder
Prior

Y-Merge.com LLC operates as a Internet-based system that allows financial institutions and investment banks to evaluate and analyze a full range of corporate finance and transaction alternatives. The company is headquartered in New York, NY.

Transactions
Details Hidden

Century Next Financial Corp. purchases Ashley Bancstock Co.

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First Bank (Hamilton, New Jersey) purchases Delanco Bancorp, Inc.

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Kearny Financial Corp. purchases Clifton Bancorp, Inc.

Other Affiliations
This web site is not endorsed by, directly affiliated with, maintained, authorized, or sponsored by Derek Szot. The use of any trade name or trademark is for identification and reference purposes only and does not imply any association with the trademark holder. The Presence of Derek Szot's profile does not indicate a business or promotional relationship of any kind between RelSci and Derek Szot.
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