David Charles Kaplan

Co-Founder at Shepherd Kaplan LLC

David Charles Kaplan

David Charles Kaplan

Co-Founder at Shepherd Kaplan LLC

Biography

Mr. David C. Kaplan is a Co-Founder, Managing Member & Co-Chief Executive Officer at Shepherd Kaplan Krochuk LLC and a Managing Member & Co-Chief Executive Officer at Shepherd Kaplan LLC. He is actively involved in the development of the firm’s intellectual property, consulting tools and technological capabilities. He also co-chairs the firm’s investment committee. Originally responsible for developing the firm’s private wealth practice, he later transitioned to the COO role to ensure the firm had a strong operating structure during years of steep growth. In this capacity, he oversaw all operating areas of the firm. He has over 28 years of experience in investment management, product development, marketing and education in the financial services industry. He provides consultation to private investors, trusts and foundations with deep expertise in the investment portfolio design and risk management areas. Prior to founding Shepherd Kaplan, Mr. Kaplan held positions at Putnam Investments and The Equitable/AXA, and was also Co-Founder of a financial services marketing and consulting firm. Mr. Kaplan holds a degree from the University of Massachusetts, Amherst.

Overview
Career Highlights

Shepherd Kaplan Krochuk LLC
Shepherd Kaplan LLC

RelSci Relationships

518

Number of Boards

4

Contact Data
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Relationships
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Co-Founder at Shepherd Kaplan LLC

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Co-Founder at Shepherd Kaplan LLC

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Chairman at Shepherd Kaplan LLC

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Member, General Counsel at Shepherd Kaplan LLC

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Former Partner at Shepherd Kaplan LLC

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Former Partner at Shepherd Kaplan LLC

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Principal, Senior Investment Advisory Consultant & Director of Planning at Shepherd Kaplan LLC

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Former Principal, Senior Investment Advisory Consultant at Shepherd Kaplan LLC

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Principal, Senior Investment Advisory Consultant at Shepherd Kaplan LLC

Relationship likelihood: Strong

Senior Advisor at Shepherd Kaplan LLC

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David Charles Kaplan
Co-Founder at Shepherd Kaplan LLC
Education

UMass Amherst, the flagship campus of the University of Massachusetts system, sits on nearly 1,450-acres in the scenic Pioneer Valley of Western Massachusetts, 90 miles from Boston and 175 miles from New York City. The campus provides a rich cultural environment in a rural setting close to major urban centers.

Career History
Co-Founder
2003 - Current

Our role is to provide the necessary tools, process and relationship for our clients, so that they can comfortably and confidently address the needs of their institution or family. We consult to and provide investment management, fiduciary compliance and educational resources for institutional and private investors, trusts and foundations.

Co-Founder, Managing Member & Co-Chief Executive Officer
2001 - Current

Shepherd Kaplan Krochuk offers long-only, long/short, sector-based, closed-end opportunities, multi-strategy, and global tactical asset allocation investment strategies. Their strategies are available through pooled investment vehicles, structured products and separately managed accounts.

Non-Profit Donations & Grants

Learn how non-profit organizations benefit from RelSci
$5,000 - $10K
2014

TO HELP YOUNG PEOPLE, ESPECIALLY THOSE WHO NEED US MOST, BUILD STRONG CHARACTER AND REALIZE THEIR FULL POTENTIAL AS RESPONSIBLE CITIZENS AND LEADERS. WE DO THIS BY PROVIDING: A SAFE HAVEN FILLED WITH HOPE AND OPPORTUNITY, ONGOING RELATIONSHIPS WITH CARING ADULTS AND LIFE ENHANCING PROGRAMS.

$5,000 - $10K
2013

TO HELP YOUNG PEOPLE, ESPECIALLY THOSE WHO NEED US MOST, BUILD STRONG CHARACTER AND REALIZE THEIR FULL POTENTIAL AS RESPONSIBLE CITIZENS AND LEADERS. WE DO THIS BY PROVIDING: A SAFE HAVEN FILLED WITH HOPE AND OPPORTUNITY, ONGOING RELATIONSHIPS WITH CARING ADULTS AND LIFE ENHANCING PROGRAMS.

$5,000 - $10K
2011

TO HELP YOUNG PEOPLE, ESPECIALLY THOSE WHO NEED US MOST, BUILD STRONG CHARACTER AND REALIZE THEIR FULL POTENTIAL AS RESPONSIBLE CITIZENS AND LEADERS. WE DO THIS BY PROVIDING: A SAFE HAVEN FILLED WITH HOPE AND OPPORTUNITY, ONGOING RELATIONSHIPS WITH CARING ADULTS AND LIFE ENHANCING PROGRAMS.

Other Affiliations

David Charles Kaplan is affiliated with Shepherd Kaplan LLC, Shepherd Kaplan Krochuk LLC

This web site is not endorsed by, directly affiliated with, maintained, authorized, or sponsored by David Charles Kaplan. The use of any trade name or trademark is for identification and reference purposes only and does not imply any association with the trademark holder. The Presence of David Charles Kaplan's profile does not indicate a business or promotional relationship of any kind between RelSci and David Charles Kaplan.