Conrad Mocarski

Investigator at Financial Industry Regulatory Authority, Inc.

Conrad Mocarski

Conrad Mocarski

Investigator at Financial Industry Regulatory Authority, Inc.

Overview
RelSci Relationships

679

Relationships
RelSci Relationships are individuals Conrad Mocarski likely has professional access to. A relationship does not necessarily indicate a personal connection.

Senior Advisor at Hellman & Friedman LLC

Relationship likelihood: Weak

Executive Vice President at Nasdaq, Inc.

Relationship likelihood: Weak

Former Chairman & Chief Executive Officer at Financial Industry Regulatory Authority, Inc.

Relationship likelihood: Weak

Former Executive Vice President & Chief Technology Officer at Financial Industry Regulatory Authority, Inc.

Relationship likelihood: Weak

General Counsel at Citadel Securities LLC

Relationship likelihood: Weak

Executive Vice President at Finra Regulation Inc.

Relationship likelihood: Weak

President at Dyad Pharmaceutical Corp.

Relationship likelihood: Weak

Former Senior Vice President-Investor Education at Financial Industry Regulatory Authority, Inc.

Relationship likelihood: Weak

Executive Vice President & Deputy General Counsel, Regulatory Affairs at LPL Financial LLC

Relationship likelihood: Weak

Founder, President & Chief Investment Officer at Tiemann Investment Advisors LLC

Relationship likelihood: Weak

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Conrad Mocarski
Investigator at Financial Industry Regulatory Authority, Inc.
Career History
Investigator
Tenure Unconfirmed

The Financial Industry Regulatory Authority, Inc. (FINRA) is the largest independent regulator of securities firms doing business with the public in the United States. Our core mission is to pursue investor protection and market integrity, and we carry it out by overseeing virtually every aspect of the brokerage industry. All told, FINRA oversees about 4,245 brokerage firms, about 162,230 branch offices and approximately 630,150 brokers. With approximately 3,400 employees, we are the first line of defense for investors—working in communities all across the nation.

Other Affiliations

Conrad Mocarski is affiliated with Financial Industry Regulatory Authority, Inc.

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