Chris Ricciardi

President & Chief Executive Officer at Cohen & Company Securities LLC

Chris Ricciardi

Chris Ricciardi

President & Chief Executive Officer at Cohen & Company Securities LLC

Overview
Career Highlights

Cohen & Company Securities LLC
Cohen & Company Capital Markets LLC
Cohen & Co., Inc.

RelSci Relationships

1768

Number of Boards

5

Birthday

1970

Age

51

Number of Awards

1

Contact Data
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Relationships
RelSci Relationships are individuals Chris Ricciardi likely has professional access to. A relationship does not necessarily indicate a personal connection.

President & Chief Executive Officer at FTAC Hera Acquisition Corp.

Relationship likelihood: Strong

Chief Executive Officer at Cohen & Co., Inc.

Relationship likelihood: Strong

Strategic Advisor at StageOne Ventures

Relationship likelihood: Strong

Chief Executive Officer at Mead Park Advisors LLC

Relationship likelihood: Strong

Managing Director at Novus Merchant Partners, Inc.

Relationship likelihood: Strong

Chief Financial Officer, Treasurer, Executive Vice President & Head-Investor Relations at Cohen & Co., Inc.

Relationship likelihood: Strong

Managing Partner at CJH Securities Information Group

Relationship likelihood: Strong

Co-Founder at American Securitization Forum

Relationship likelihood: Strong

Managing Principal at StBWell LLC

Relationship likelihood: Strong

Relationship likelihood: Strong

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Chris Ricciardi
President & Chief Executive Officer at Cohen & Company Securities LLC
Education
BA

The University of Richmond (UR or U of R) is a private liberal arts university in Richmond, Virginia. The university is a primarily undergraduate, residential university with approximately 4,350 undergraduate and graduate students in five schools: the School of Arts and Sciences, the E. Claiborne Robins School of Business, the Jepson School of Leadership Studies, the University of Richmond School of Law and the School of Professional & Continuing Studies.

MBA

The Wharton School is the business school of the University of Pennsylvania, an Ivy League university in Philadelphia, Pennsylvania. Wharton was the world’s first collegiate business school and the first business school in the United States. It was established in 1881 through a donation of Joseph Wharton.

Attendee

LSE was founded in 1895 and has grown to become one of the foremost social science universities in the world, ranked alongside Harvard, UC Berkeley and Stanford. A specialist university with an international intake, LSE's reach extends from its central London campus to around the world. The School has a cosmopolitan student body, with around 9,500 full time students from 140 countries It has a staff of just over 3,000, with about 46 per cent drawn from countries outside the UK Over 100 languages are spoken on LSE's campus An influential network of over 160,000 LSE alumni spans the world, covering over 190 countries with more than 80 active alumni groups.

Career History
President & Chief Executive Officer
Current

Part of Cohen & Co., Inc., Cohen & Company Securities LLC is an American company located in Philadelphia, PA, that provides securities brokerage services. Chris Ricciardi is the CEO, in this role since 2006.

Chief Executive Officer
2006 - Prior

Cohen & Co. LLC engages in the provision of financial services. It specialzies in asset management, capital markets, loan trading, and investment services. The company was founded in 1999 is headquartered in Philadelphia, PA.

President & Chief Executive Officer
2010 - 2011

Founded in 2007, Cohen & Co. Capital Markets LLC is a FINRA-registered broker/dealer headquartered in New York City. The firm is also does business as FGC Securities. They are a subsidiary of Institutional Financial Markets, Inc. (NYSE Amex: IFMI), formerly known as Cohen & Co., Inc. The firm specializes in credit-related fixed-income investments. They provide a range of services to institutional investors and corporations. Cohen & Co.'s primary operating segments are Capital Markets and Asset Management. The Capital Markets segment consists of credit-related fixed income sales and trading, as well as new issue placements in corporate and securitized products. The Asset Management segment manages assets through listed and private companies, funds, managed accounts and collateralized debt obligations (CDOs). Cohen & Co. manages fixed-income investments across a variety of asset classes including U.S. trust preferred securities, European hybrid capital securities, Asian commercial real estate debt and mortgage- and asset-backed securities. Clearing services are provided through Pershing LLC.

Boards & Committees
Board Member
2007 - Current
Member, Board of Managers
2006 - Current

Cohen & Co. LLC engages in the provision of financial services. It specialzies in asset management, capital markets, loan trading, and investment services. The company was founded in 1999 is headquartered in Philadelphia, PA.

Member, Board of Managers
2006 - Current

Part of Cohen & Co., Inc., Cohen & Company Securities LLC is an American company located in Philadelphia, PA, that provides securities brokerage services. Chris Ricciardi is the CEO, in this role since 2006.

Director
2010 - Current

The American Securitization Forum (ASF) is the securitization industry’s unifying forum, to enhance and improve the securitization market. Its membership encompasses all aspects of the industry, including issuers, investors, financial intermediaries, rating agencies, legal and accounting firms, trustees, servicers, guarantors, and other market participants.

Treasurer
2010 - Current

The LSE Centennial Fund is a non-profit 501(c)(3) organization based in New York. The LSE Centennial Fund has continually supported the LSE Annual Fund. Each year the Annual Fund supports a wide variety of projects on campus ensuring that donations are used where they are most needed and that they have the largest possible impact at the School. The money raised will be used to fund projects that help the School achieve its strategic aims and to support initiatives that would not otherwise receive funding but make a real difference to life at the School.

Board Member
2007 - Current

University of Richmond - Robins School of Business is a tight-knit community of thinkers and doers who see the current business environment not as a challenge to be managed, but as an opportunity for exploration and transformation. They are a highly ranked business school residing in a top-25 liberal arts university. Their world-class faculty provide students with the very best intellectual capital in business schools today, representing the full spectrum of knowledge, from launching an entrepreneurial venture to running a global business. Their mission is to inspire their students to ask meaningful questions and to guide them toward discovering solutions that address major business and societal issues. They provide high-quality classroom teaching in a small class environment on a campus located in the heart of Richmond, Virginia, two hours from Washington D.C. This classroom experience is reinforced by scholarship, heightened experiential learning outside of the classroom, and strong relationships with their corporate, government and non-profit community.

Political Donations
$2,300
2008
$300
2007

Former Senator from Connecticut

$1,500
2007

White House Cyber Security Adviser at Executive Office of the President Under Donald Trump

Transactions
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Australia Acquisition Corp. issued USD Units

Public Holdings
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Awards & Honors
CFA (Chartered Financial Analyst)
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