Brian David Bertonazzi

Principal & Head, Equity Sales & Trading at Sandler O'Neill & Partners LP

Brian David Bertonazzi

Brian David Bertonazzi

Principal & Head, Equity Sales & Trading at Sandler O'Neill & Partners LP

Biography

Mr. Brian D. Bertonazzi is a Principal of Equity Sales at Sandler O'Neill & Partners LP. He is also a Head of Equity Sales and Trading at the firm. He manages equity employees in four offices and maintains client relationships with some of Boston's largest money managers. He is a member of Sandler O’Neill's Investment Policy Committee, which helps formulate the firm's outlook on the financial services sector. He has over 25 years of experience in the industry, focused primarily on the financial sector. Mr. Bertonazzi joined the firm in 1995 after spending four years at HC Wainwright, where he headed the Institutional Banking Group. Prior to that, he was a Senior Vice President at Dean Witter Reynolds. He received his Bachelor's degree in Economics from Merrimack College in 1982. He is an active member of is community, is involved with many local charities and fund-raisers, and has been a continuing sponsor for the Student Sponsor Partners program for underprivileged children.Mr. Bertonazzi was previously employed as a Principal by Dean Witter and a Principal by H. C. Wainwright & Co. LLC. He received his undergraduate degree from Merrimack College.

Overview
RelSci Relationships

651

Number of Boards

1

Relationships
RelSci Relationships are individuals Brian David Bertonazzi likely has professional access to. A relationship does not necessarily indicate a personal connection.

Co-Founder at Sandler O'Neill & Partners LP

Relationship likelihood: Strong

Co-Founder at Sandler O'Neill & Partners LP

Relationship likelihood: Strong

Principal, Equity Trading at Sandler O'Neill & Partners LP

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Senior Managing Principal at Sandler O'Neill & Partners LP

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Managing Principal, Chief Operating Officer & Chief Financial Officer at Sandler O'Neill & Partners LP

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Principal, Co-Head, Investment Banking at Sandler O'Neill & Partners LP

Relationship likelihood: Strong

Managing Director, Mortgage Finance at Sandler O'Neill & Partners LP

Relationship likelihood: Strong

Managing Director at Sandler O'Neill & Partners LP

Relationship likelihood: Strong

Principal & General Counsel, Legal at Sandler O'Neill & Partners LP

Relationship likelihood: Strong

Managing Director, Equity Research at Sandler O'Neill & Partners LP

Relationship likelihood: Strong

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Brian David Bertonazzi
Principal & Head, Equity Sales & Trading at Sandler O'Neill & Partners LP
Education
Bachelor of Arts in Economics
Class of 1982

Merrimack College is a selective, independent college in the Catholic, Augustinian tradition whose mission is to enlighten minds, engage hearts and empower lives. Leadership Mission History Accreditations The College offers undergraduate degrees in the liberal arts, business, science and engineering, and education programs; it also offers master’s programs in education and a range of certificate, licensure and degree completion programs. Throughout the curriculum, students can take advantage of hands-on opportunities including cooperative education and internships, research with faculty, study abroad and service learning. And, because our curriculum emphasizes the liberal arts, graduates are prepared to be imaginative, analytical, aware of trends and historical perspectives, clear thinking, and adaptable to changes in their career.

Career History
Principal & Head, Equity Sales & Trading
1995 - Current

Founded in 1988, Sandler O'Neill & Partners LP is a broker/dealer headquartered in New York City. The firm is a subsidiary of Sandler O'Neill & Partners Corp. and their ultimate parent is SOP Holdings LLC.Sandler O'Neill & Partners' Equity Sales & Trading team seeks to enhance liquidity, execute complex transactions, distribute securities and provide institutional investor exposure for hundreds of financial institutions. Sandler O'Neill is a market maker for over 425 NASDAQ financial stocks and trades equities on all active exchanges including the NYSE, NASDAQ, OTC Bulletin Board and Pink Sheets. They work with CEOs, CFOs and management teams on corporate buybacks, portfolio valuations, rebalancings and liquidations.Sandler O'Neill publishes detailed equity research on approximately 270 financial services companies. They primarily cover small- and mid-sized companies that are not widely followed by large Wall Street firms. Their research coverage focuses on the following industries: (1) banks and thrifts (2) specialty finance and credit card companies (3) asset management (4) e-Finance (5) investment banking firms and broker/dealers (6) REITS (7) mortgage REITs and (8) insurance.

Head, Institutional Banking Group
Prior

Founded in 1868, H. C. Wainwright & Co. LLC is an independent, full-service investment banking firm and broker/dealer located in New York City. The firm is a subsidiary of Rodman & Co. They provide financial services to both public and private small and middle-sized global emerging market companies. H. C. Wainwright & Co specializes in investment banking and institutional fixed-income and equity sales and trading.

Senior Vice President
Prior

Dean Witter Reynolds was an American stock brokerage and securities firm catering to retail clients.

Boards & Committees
Member, Investment Policy Committee
Current

Founded in 1988, Sandler O'Neill & Partners LP is a broker/dealer headquartered in New York City. The firm is a subsidiary of Sandler O'Neill & Partners Corp. and their ultimate parent is SOP Holdings LLC.Sandler O'Neill & Partners' Equity Sales & Trading team seeks to enhance liquidity, execute complex transactions, distribute securities and provide institutional investor exposure for hundreds of financial institutions. Sandler O'Neill is a market maker for over 425 NASDAQ financial stocks and trades equities on all active exchanges including the NYSE, NASDAQ, OTC Bulletin Board and Pink Sheets. They work with CEOs, CFOs and management teams on corporate buybacks, portfolio valuations, rebalancings and liquidations.Sandler O'Neill publishes detailed equity research on approximately 270 financial services companies. They primarily cover small- and mid-sized companies that are not widely followed by large Wall Street firms. Their research coverage focuses on the following industries: (1) banks and thrifts (2) specialty finance and credit card companies (3) asset management (4) e-Finance (5) investment banking firms and broker/dealers (6) REITS (7) mortgage REITs and (8) insurance.

Political Donations
$1,000
2012

Senior Strategic Advisor at Squire Patton Boggs LLP

Other Affiliations
This web site is not endorsed by, directly affiliated with, maintained, authorized, or sponsored by Brian David Bertonazzi. The use of any trade name or trademark is for identification and reference purposes only and does not imply any association with the trademark holder. The Presence of Brian David Bertonazzi's profile does not indicate a business or promotional relationship of any kind between RelSci and Brian David Bertonazzi.
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