Alan Schwartz

Executive Chairman at Guggenheim Partners LLC

Alan Schwartz

Alan Schwartz

Executive Chairman at Guggenheim Partners LLC

Overview
Career Highlights

Guggenheim Partners LLC
Guggenheim Capital LLC
Alara Capital LLC

RelSci Relationships

6697

Primary Location

Greenwich, CT, United States

Number of Boards

30

Birthday

1950

Age

70

Number of Awards

1

Interests

Baseball

Contact Data
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Relationships
RelSci Relationships are individuals Alan Schwartz likely has professional access to. A relationship does not necessarily indicate a personal connection.

Executive Chairman of the Board & Chief Executive Officer at Madison Square Garden Entertainment Corp.

Relationship likelihood: Strong

Chief Executive Officer at Guggenheim Capital LLC

Relationship likelihood: Strong

Managing Partner at Guggenheim Partners LLC

Relationship likelihood: Strong

Chief Investment Officer at Guggenheim Partners Investment Management LLC

Relationship likelihood: Strong

Chairman Emeritus at AMC Networks, Inc.

Relationship likelihood: Strong

Chairman-Legal Affairs & Trustee at New York Presbyterian Hospital

Relationship likelihood: Strong

Senior Vice President/Vice Dean, Chief of Staff at NYU Langone Hospitals

Relationship likelihood: Strong

Founder at 605

Relationship likelihood: Strong

Founder at Tudor Investment Corporation

Relationship likelihood: Strong

Co-Chief Executive Officer at Guggenheim Securities LLC

Relationship likelihood: Strong

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Alan Schwartz
Executive Chairman at Guggenheim Partners LLC
Family Members
Child
Executive Consultant, Financial Advisor & Investment Services at Stanton Executive Group, LLC

Spouse
Former Chairman at Houlihan Lawrence, Inc.

Houlihan Lawrence, Inc. provides real estate brokerage services. Its offers mortgage, new developments and global business development services. The company was founded in 1888 and is headquartered in Rye Brook, NY.

Education
BA in Management Science
Class of 1972

Duke University is an academic university that offers undergraduate, graduate and professional programs. It also has publications and research services. The university was founded in 1838 and is headquartered in Durham, NC.

Career History
Executive Chairman
2009 - Current

Guggenheim Partners embodies a successful, century-old family tradition that emphasizes wealth preservation with sustainable capital growth. Guggenheim Partners is a diversified financial services firm, offers investment management and banking, and insurance services. Their mission is to offer clients unparalleled service and performance through design and execution of financial services. They provide a sophisticated array of wealth and investment management services. Guggenheim Partners honors the high standards and achievements of their family history, to which they add modern expertise in wealth management, investment management, and capital markets services. Their approach to providing services to their clients differs in design and practice from that of other firms. They ground their service offerings in pioneering academic research and proven approaches to investment strategies. Their family history has shown repeatedly that talented, knowledgeable and experienced individuals make the difference in any line of business. As entrepreneurs and investors, they recognize how creative thinking and risk-taking produce wealth. As investment professionals, they understand how to manage wealth prudently. As capital markets professionals, they understand how to assess, measure, and manage financial risk. As trustees and board members of foundations and endowments, they understand the unique financial challenges that confront these institutions. As stewards of the wealth of the Guggenheim family and other families and institutions, they know from experience the investment challenges associated with multi-generational wealth.

Executive Chairman
Tenure Unconfirmed

Guggenheim Capital LLC engages in the provision of investment advisory and banking services. It offers financing, sales and trading, research, insurance, investment consulting, and institutional finance services. The company was founded by Todd J. Morley and Dominic J. Curcio on August 8, 2001 and is headquartered in Chicago, IL.

Chief Executive Officer
Prior - 2008

Bear Stearns Cos., Inc. provides investment banking, securities trading and brokerage services. Their clients include corporations, institutions, governments and individuals. They are engaged in segments that encompass capital markets, wealth management and global clearing services. The company was founded in 1923 and is headquartered in New York, NY.

Boards & Committees
Member, Advisory Board
Current

Marvin & Palmer Associates (MP)is a large-cap growth manager that focuses exclusively on equity investments. The firm's investment products include: US equities, global equities, non-US equities and emerging markets equities. Their approach focuses on region, country, currency and sector analysis which is followed by a review of individual stocks. Holdings may be concentrated in a number of countries and sectors. Diversification is achieved through individual stock selection. Country and sector weightings may differ significantly from the benchmark index weighting. MP's investment process addresses both market and fundamental factors through a relative price strength screen and fundamental research. The firm employs a 3-step investment process. First, they use a relative price strength screen to analyze regions, countries, sectors, currencies and individual stocks based on relative price movement. Next, the firm uses fundamental analysis to validate or reject the screening output. Finally, MP applies the results to construct portfolios by setting country allocations, determining sector allocations and selecting individual stocks. MP invests in companies that have a combination of: (1) positive relative price strength and (2) superior, sustainable long-term EPS growth profile as determined by their assessment of the company's earnings outlook.Though not limited by sector, the firm tends to invest in the stocks of companies in the technology services, electronic technology, consumer non-durables, producer manufacturing and non-energy minerals sectors. They invest globally, primarily in the stocks of mid-cap and large-cap companies. c technology, technology services and finance sectors. Most of their investments are in companies located in the US, Europe, Latin America and Asia. MP maintains a high turnover rate.

Member, Board of Advisors
Current

Common Sense Media, Inc. provides ratings and reviews of media and entertainment based on child development. The company was founded by Omar Khan, Linda Burch, Liz Perle and James P. Steyer in 2003 and is headquartered in San Francisco, CA.

Member, Board of Directors
Current

Onegoal New York is a private company headquartered in New York,, that operates social services organization.

Member, Board of Directors
2019 - Current

The National Medal of Honor Museum Foundation is a 501(c)(3) educational institution organized to design, fund, build and maintain the National Medal of Honor Museum and Education Center, which will be funded principally through donations from the private sector. The National Medal of Honor Museum Foundation Board is comprised of individuals dedicated to making the institution a reality. Presidents Barack Obama, George W. Bush, Bill Clinton and Jimmy Carter – have signed on as “Honorary Directors” of the National Medal of Honor Museum Foundation, reflecting the importance of their mission.

Member, Board of Directors
2015 - Current

Madison Square Garden Sports Corp. engages in the provision of sports and entertainment business. It operates through the following segments: Madison Square Garden (MSG) Entertainment, MSG Sports and Corporate and Others. The MSG Entertainment segment features its live entertainment events, including concerts, family shows, performing arts and special events, which present or host in its diverse collection of venues. The MSG Sports segment promotes, produces and presents a broad array of other live sporting events, such as professional boxing, college basketball, college hockey, professional bull riding, mixed martial arts, esports, tennis and college wrestling. The company was founded on March 4, 2015 and is headquartered in New York, NY.

Member Emeritus, Board of Trustees
2005 - Current

Duke University is an academic university that offers undergraduate, graduate and professional programs. It also has publications and research services. The university was founded in 1838 and is headquartered in Durham, NC.

Non-Profit Donations & Grants

Learn how non-profit organizations benefit from RelSci
$50K - $100K
2010

As one of the most preeminent and comprehensive blood centers in the world, NYBC operates under a four part mission. For more information, see sch. O and part iii, 4a-c.

$25K +
2007

The American Foundation For AIDS Research, Inc. provides research services. It plays a role in AIDS research, identifying critical gaps in their knowledge of HIV and AIDS. The company was founded in 1985 and is headquartered in New York, NY.

$50K - $100K
2007

As one of the most preeminent and comprehensive blood centers in the world, NYBC operates under a four part mission. For more information, see sch. O and part iii, 4a-c.

Political Donations
$2,700
2015

Minority Leader at Office of the Senate Minority Leader, Charles Schumer

$2,500
2013

President & Chief Executive Officer at CARE

$2,500
2013

Senator from Colorado

Transactions
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Verizon Communications, Inc. purchases Verizon Wireless, Inc. from Vodafone Group Plc

Details Hidden

Vodafone Group Plc, Vodafone Europe BV purchase Vodafone Italia SpA from Verizon Communications, Inc.

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The Walt Disney Company purchases Lucasfilm Ltd. LLC

Investments
Details Hidden

Roadie, Inc. operates neighbor-to-neighbor shipping network. It develops a delivery ride sharing application software. The firm provides local and long haul solutions on same day, next day, and weekends. The company was founded by Marc J. Gorlin in 2014 and is headquartered in Atlanta, GA.

Details Hidden

Doppler Labs, Inc. provides wearable technology for the ears. Its products include here active listening, wireless devices and dubs acoustic filters. The company was founded by Noah Kraft and Fritz Lanman in 2013 and is headquartered in San Francisco, CA.

Public Holdings
Restricted data only for RelSci Professional users.
Awards & Honors
Rank #63
2014
Crain's New York Business - Most Connected New Yorkers
Events
Speaker
Los Angeles, CA, United States
2013 Milken Institute Global Conference

Through a unique international agenda and some of the smartest speakers on the planet, the Milken Institute Global Conference tackles the world’s most difficult challenges in an array of fields - from finance and philanthropy, to the environment and education, to government and health.

Speaker
New York-Northern New Jersey-Long Island, NY-NJ-PA Metropolitan Statistical Area
2013 Bloomberg Global Markets Summit

The Bloomberg Global Markets Summit co-hosted by Foreign Affairs Magazine and Bloomberg LINK, convenes market makers and market movers as investors map their strategy for the year ahead. The program will look at the impact of the impasse in Washington over spending and debt, 2013’s big investment ideas, how fiscal & monetary policy is driving the markets, and how Europe continues to infuse volatility into the markets.

Speaker
58 East 68th Street (at Park Ave)-New York, NY
2013 Bloomberg Global Markets Summit

The Bloomberg Global Markets Summit co-hosted by Foreign Affairs Magazine and Bloomberg LINK, convenes market makers and market movers as investors map their strategy for the year ahead. The program will look at the impact of the impasse in Washington over spending and debt, 2013’s big investment ideas, how fiscal & monetary policy is driving the markets, and how Europe continues to infuse volatility into the markets.

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