Alan D. Schwartz

Executive Chairman at Guggenheim Partners LLC

Alan D. Schwartz

Alan D. Schwartz

Executive Chairman at Guggenheim Partners LLC

Overview
Career Highlights

Guggenheim Private Fund Group
Guggenheim Partners LLC
Alara Capital LLC

RelSci Relationships

6345

Primary Location

Greenwich, CT, United States

Number of Boards

27

Birthday

1950

Age

69

Number of Awards

1

Interests

Baseball

Contact Data
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Relationships
RelSci Relationships are individuals Alan D. Schwartz likely has professional access to. A relationship does not necessarily indicate a personal connection.

Executive Chairman & Chief Executive Officer at The Madison Square Garden Company

Relationship likelihood: Strong

Executive Chairman at AMC Networks, Inc.

Relationship likelihood: Strong

Former Chairman & Chief Executive Officer at Metropolitan Transportation Authority (New York)

Relationship likelihood: Strong

Founder at Tudor Investment Corporation

Relationship likelihood: Strong

Chief Executive Officer at Guggenheim Capital LLC

Relationship likelihood: Strong

Chairman-Emeritus at Duke University

Relationship likelihood: Strong

Managing Partner & Founder at Flexis Capital LLC

Relationship likelihood: Strong

Founder at PJT Partners, Inc.

Relationship likelihood: Strong

Founder, Chairman & Chief Executive Officer at BlackRock, Inc.

Relationship likelihood: Strong

Professional at Mack-Cali Realty LP

Relationship likelihood: Strong

Paths to Alan D. Schwartz
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Alan D. Schwartz
Executive Chairman at Guggenheim Partners LLC
Family Members
Child
Executive Consultant, Financial Advisor & Investment Services at Stanton Executive Group, LLC

Spouse
Former Chairman at Houlihan Lawrence, Inc.

Houlihan Lawrence, Inc. provides real estate brokerage services. Its offers mortgage, new developments and global business development services. The company was founded in 1888 and is headquartered in Rye Brook, NY.

Education
BA in Management Science
Class of 1972

Duke University is an academic university that offers undergraduate, graduate and professional programs. It also has publications and research services. The university was founded in 1838 and is headquartered in Durham, NC.

Career History
Executive Chairman
2009 - Current

Guggenheim Partners LLC provides financial services. It offers investments, securities, and insurance services. The company was founded in 1881 and is headquartered in Chicago, IL.

Managing Partner
Tenure Unconfirmed
Chief Executive Officer
Prior - 2008

Bear Stearns Cos., Inc. provides investment banking, securities trading and brokerage services. Their clients include corporations, institutions, governments and individuals. They are engaged in segments that encompass capital markets, wealth management and global clearing services. The company was founded in 1923 and is headquartered in New York, NY.

Boards & Committees
Member, Advisory Board
Current

Marvin & Palmer Associates (MP)is a large-cap growth manager that focuses exclusively on equity investments. The firm's investment products include: US equities, global equities, non-US equities and emerging markets equities. Their approach focuses on region, country, currency and sector analysis which is followed by a review of individual stocks. Holdings may be concentrated in a number of countries and sectors. Diversification is achieved through individual stock selection. Country and sector weightings may differ significantly from the benchmark index weighting. MP's investment process addresses both market and fundamental factors through a relative price strength screen and fundamental research. The firm employs a 3-step investment process. First, they use a relative price strength screen to analyze regions, countries, sectors, currencies and individual stocks based on relative price movement. Next, the firm uses fundamental analysis to validate or reject the screening output. Finally, MP applies the results to construct portfolios by setting country allocations, determining sector allocations and selecting individual stocks. MP invests in companies that have a combination of: (1) positive relative price strength and (2) superior, sustainable long-term EPS growth profile as determined by their assessment of the company's earnings outlook.Though not limited by sector, the firm tends to invest in the stocks of companies in the technology services, electronic technology, consumer non-durables, producer manufacturing and non-energy minerals sectors. They invest globally, primarily in the stocks of mid-cap and large-cap companies. c technology, technology services and finance sectors. Most of their investments are in companies located in the US, Europe, Latin America and Asia. MP maintains a high turnover rate.

Director
Prior

Champps Entertainment, Inc. owned, operated, and franchised casual dining restaurants. The company operated restaurants under Champps Americana, Champps Restaurant, and Champps Restaurant and Bar names. It was founded in 1984 and was headquartered in Littleton, CO.

Member, Executive Committee
Prior

Bear, Stearns & Co., Inc. is a global investment banking, securities trading and brokerage firm located in New York City with additional offices in Dallas, Boston and San Francisco. The firm is a subsidiary Bear Sterns Cos., Inc. (NYSE: BSC).Their equity research team consists of senior analysts located throughout the world. In addition to domestic coverage, they have research teams focusing on Latin America, Asia and Europe. The analysts use a bottom-up approach to stock selection.The Bear Stearns fixed-income research department provides coverage of every sector of the fixed-income universe.The financial analytics and structured transactions group (F.A.S.T) provides investment research, fixed-income portfolio management and analytical systems, trading technology and general financial expertise. The group also provides a broad range of services to financial institutions including asset-liability management, balance sheet restructuring, receivables-based financing analysis, security and portfolio analysis, peer analysis, and historical and real-time market-based information.

Member, Board of Directors
Prior - 2015

The Lustgarten Foundation, founded in 1999, is a 501(c)3 non-profit organization with the mission of advancing scientific and medical research related to the diagnosis, treatment, cure and prevention of pancreatic cancer. It is the largest private foundation dedicated solely to funding pancreatic cancer research. Based in Bethpage, NY, The Lustgarten Foundation has the goal of: Increasing funding and support of research into the biological mechanisms and clinical strategies related to the prevention, diagnosis, and treatment of pancreatic cancer; Facilitating and enhancing the dialogue among members of the medical and scientific communities about basic and clinical research efforts that relate to pancreatic cancer; Heightening public awareness of pancreatic cancer diagnosis, treatment, and prevention and providing informational support for pancreatic cancer patients, their families, and friends.

Member, Board of Trustees
Prior

As one of the most preeminent and comprehensive blood centers in the world, NYBC operates under a four part mission. For more information, see sch. O and part iii, 4a-c.

Director
Prior

Partnership for New York City, an organization whose mission is to enhance the economy of the five boroughs of New York City and maintain the city’s position as the global center of commerce, culture and innovation

Non-Profit Donations & Grants

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$50K - $100K
2010

As one of the most preeminent and comprehensive blood centers in the world, NYBC operates under a four part mission. For more information, see sch. O and part iii, 4a-c.

$25K +
2007

The American Foundation For AIDS Research, Inc. provides research services. It plays a role in AIDS research, identifying critical gaps in their knowledge of HIV and AIDS. The company was founded in 1985 and is headquartered in New York, NY.

$50K - $100K
2007

As one of the most preeminent and comprehensive blood centers in the world, NYBC operates under a four part mission. For more information, see sch. O and part iii, 4a-c.

Political Donations
$2,700
2015

Minority Leader at Office of the Senate Minority Leader, Charles Schumer

$2,500
2013

Senator from Colorado

$1,500
2012

Senator from West Virginia

Transactions
Details Hidden

Vodafone Group Plc, Vodafone Europe BV purchase Vodafone Italia SpA from Verizon Communications, Inc.

Details Hidden

Verizon Communications, Inc. purchases Verizon Wireless, Inc. from Vodafone Group Plc

Details Hidden

The Walt Disney Company purchases Lucasfilm Ltd. LLC

Investments
Details Hidden

Roadie, Inc. operates neighbor-to-neighbor shipping network. It develops a delivery ride sharing application software. . The firm provides local and long haul solutions on same day, next day, and weekends. The company was founded in 2014 by Marc J. Gorlin and is headquartered in Atlanta, GA.

Details Hidden

Doppler Labs, Inc. provides wearable technology for the ears. Its products include here active listening, wireless devices and dubs acoustic filters. The company was founded by Noah Kraft and Fritz Lanman in 2013 and is headquartered in San Francisco, CA.

Public Holdings
Restricted data only for RelSci Professional users.
Awards & Honors
Rank #63
2014
Crain's New York Business - Most Connected New Yorkers
Events
Speaker
Los Angeles, CA, United States
2013 Milken Institute Global Conference

Through a unique international agenda and some of the smartest speakers on the planet, the Milken Institute Global Conference tackles the world’s most difficult challenges in an array of fields - from finance and philanthropy, to the environment and education, to government and health.

Speaker
New York-Northern New Jersey-Long Island, NY-NJ-PA Metropolitan Statistical Area
2013 Bloomberg Global Markets Summit

The Bloomberg Global Markets Summit co-hosted by Foreign Affairs Magazine and Bloomberg LINK, convenes market makers and market movers as investors map their strategy for the year ahead. The program will look at the impact of the impasse in Washington over spending and debt, 2013’s big investment ideas, how fiscal & monetary policy is driving the markets, and how Europe continues to infuse volatility into the markets.

Speaker
58 East 68th Street (at Park Ave)-New York, NY
2013 Bloomberg Global Markets Summit

The Bloomberg Global Markets Summit co-hosted by Foreign Affairs Magazine and Bloomberg LINK, convenes market makers and market movers as investors map their strategy for the year ahead. The program will look at the impact of the impasse in Washington over spending and debt, 2013’s big investment ideas, how fiscal & monetary policy is driving the markets, and how Europe continues to infuse volatility into the markets.

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