Founded in 2010, RBC Capital Markets LLC is a full-service securities firm and SEC-registered broker/dealer headquartered in New York City. The firm is a direct subsidiary of RBC USA Holdco Corp. and a wholly-owned indirect subsidiary of Royal Bank of Canada (NYSE: RY). RBC Capital Markets is a member of the NYSE and the SIPC. The firm is comprised of 3 major business lines: the private client group, the fixed-income group and the clearing and execution services group. The private client group serves individual investors, while the fixed-income group provides services to institutions, municipalities and non-profit organizations. The clearing and execution services group is a provider of clearing and execution services to independent broker/dealers throughout the US. RBC Capital Markets focuses on the following sectors: communications, media, consumer/retail, diversified industries, energy, financial institutions, forest products, healthcare, infrastructure finance, mining & metals, real estate, social infrastructure, technology and the US municipal markets.
Goldman Sachs Australia Pty Ltd., a subsidiary of The Goldman Sachs Group, Inc., is a company headquartered in Melbourne, Australia, that provides brokerage services. Simon Anderson Rothery is currently the CEO of the firm.