US Securities & Exchange Commission

US Securities & Exchange Commission

US Securities & Exchange Commission

Date Founded



5670 Wilshire Boulevard,11th floor,Los Angeles, CA 90036-3648

Type of Company


Employees (Worldwide)

1,001 - 5,000


IT Consulting & Services
Accounting & Financial Services
Investment Banking & Brokerage
Securities & Commodities Exchanges
Trusts & Funds

Company Description

The U.S. Securities and Exchange Commission (SEC) is an agency of the United States federal government. It holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets in the United States. In addition to the Securities Exchange Act of 1934 that created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes–Oxley Act of 2002, and other statutes. The SEC was created by Section 4 of the Securities Exchange Act of 1934.

Executives & Employees

Chief Operating Officer

Chief Litigation Counsel

General Counsel

Associate Executive Director, Office of Administrative Services

Associate Director & Chief Counsel, Division of Investment Management

Chief Counsel to Chairman

Chief Counsel, Office of Compliance Inspections & Examinations

Paths to US Securities & Exchange Commission
Potential Connections via
Relationship Science
US Securities & Exchange Commission
Advisors & Consultants
Legal Advisor

Chair, Bankruptcy & Business Reorganizations Practice at Foley & Lardner LLP


Chairman Emeritus, Securities Regulation Institute at University of California

Legal Advisor

Managing Partner at Allen Matkins Leck Gamble Mallory & Natsis LLP