Pricing

US Securities & Exchange Commission

Overview

Date Founded

1934

Headquarters

5670 Wilshire Boulevard,11th floor,Los Angeles, CA 90036-3648

Type of Company

Private

Employees (Worldwide)

1,001 - 5,000

Industries

Government
Legal
IT Consulting & Services
Accounting & Financial Services
Investment Banking & Brokerage
Securities & Commodities Exchanges
Trusts & Funds

Company Description

The U.S. Securities and Exchange Commission (SEC) is an agency of the United States federal government. It holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets in the United States. In addition to the Securities Exchange Act of 1934 that created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes–Oxley Act of 2002, and other statutes. The SEC was created by Section 4 of the Securities Exchange Act of 1934.

Website

http://www.sec.gov

Contact Data

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In The News

See More News

The New York Times

February 20, 2019

DealBook Briefing: Meet McKinsey's Secretive Investment Fund

TechCrunch

February 19, 2019

The SEC is looking to make it easier for any company to test the IPO waters

Law360

February 19, 2019

SEC Floats Letting All Cos. 'Test The Waters' Before IPOs

Law360

February 19, 2019

SEC Says Guilty Plea Warrants Win On Civil Fraud Claims

Law360

February 19, 2019

SEC Can’t Ignore State Action On Fiduciary Rules

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Executives & Employees

Charles Riddle

Acting CIO

Kenneth A. Johnson

Chief Operating Officer

Bridget Fitzpatrick

Chief Litigation Counsel

Robert B. Stebbins

General Counsel

Elizabeth A. M. McFadden

Deputy General Counsel, General Law & Management

Jayne Seidman

Associate Executive Director, Office of Administrative Services

Douglas J. Scheidt

Associate Director & Chief Counsel, Division of Investment Management

Jaime Klima

Chief Counsel to Chairman

Giles Cohen

Deputy Chief Counsel, Office of the Chief Accountant

Daniel S. Kahl

Chief Counsel, Office of Compliance Inspections & Examinations

Commission

Jay Clayton

Chairman, Commission at US Securities & Exchange Commission

Elad Roisman

Commissioner at US Securities & Exchange Commission

Paths to US Securities & Exchange Commission

Potential Connections via
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You

US Securities & Exchange Commission

Advisors & Consultants

Advisor

Lloyd Howell, Jr.

Executive Vice President, Chief Financial Officer & Treasurer at Booz Allen Hamilton Holding Corp.

Legal Advisor

Jill L. Nicholson

Chair, Bankruptcy & Business Reorganizations Practice at Foley & Lardner LLP

Legal Advisor

Edward N. Moss

Partner at O'Melveny & Myers LLP

Non-Profit Donations & Grants

$2,500 - $4,999

2010

Inova Health System Foundation

$65 - $299

2008

DC Central Kitchen, Inc.

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