US Securities & Exchange Commission

Pricing

Overview

Date Founded

1934

Headquarters

5670 Wilshire Boulevard,11th floor,Los Angeles, CA 90036-3648

Type of Company

Private

Employees (Worldwide)

1,001 - 5,000

Industries

Government
Legal
IT Consulting & Services
Accounting & Financial Services
Investment Banking & Brokerage
Securities & Commodities Exchanges
Trusts & Funds

Company Description

The U.S. Securities and Exchange Commission (SEC) is an agency of the United States federal government. It holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets in the United States. In addition to the Securities Exchange Act of 1934 that created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes–Oxley Act of 2002, and other statutes. The SEC was created by Section 4 of the Securities Exchange Act of 1934.

Website

http://www.sec.gov

Contact Data

Trying to get in touch with decision makers at US Securities & Exchange Commission? Subscribe today to access their professional contact information and receive a one time promotion of free Contact Data credits!

In The News

Law360

August 19, 2019

SEC Opposes Bid For New Judges In Fla. Microcap Case

Law360

August 19, 2019

Seismic Data Co. Under SEC Review Hit With Stock-Drop Suit

Law360

August 19, 2019

Breaking Down The SEC's Regulation Best Interest

Plan Sponsor

August 19, 2019

Government Prosecutors Weigh In on Supreme Court IBM Case

CNBC

August 19, 2019

Ex-SEC chief: Markopolos targeting GE for a short-seller and not as a whistleblower 'suspicious'

Reveal deeper insights into your organization's relationships
with RelSci Contact Aggregator.

Empower Your Business Applications with Industry-Leading
Relationship Data from the RelSci API.

Get Contact Information on the
World's Most Influential Decision Makers.

Discover the Power of Your Network with
RelSci Premium Products.

Executives & Employees

Charles Riddle

Acting CIO

Kenneth A. Johnson

Chief Operating Officer

Bridget Fitzpatrick

Chief Litigation Counsel

Robert B. Stebbins

General Counsel

Elizabeth A. M. McFadden

Deputy General Counsel, General Law & Management

Jayne Seidman

Associate Executive Director, Office of Administrative Services

Douglas J. Scheidt

Associate Director & Chief Counsel, Division of Investment Management

Jaime Klima

Chief Counsel to Chairman

Giles Cohen

Deputy Chief Counsel, Office of the Chief Accountant

Daniel S. Kahl

Chief Counsel, Office of Compliance Inspections & Examinations

Commission

Jay Clayton

Chairman, Commission at US Securities & Exchange Commission

Elad Roisman

Commissioner at US Securities & Exchange Commission

Paths to US Securities & Exchange Commission

Potential Connections via
Relationship Science

You

US Securities & Exchange Commission

Advisors & Consultants

Advisor

Lloyd Howell, Jr.

Executive Vice President, Chief Financial Officer & Treasurer at Booz Allen Hamilton Holding Corp.

Legal Advisor

Jill L. Nicholson

Chair, Bankruptcy & Business Reorganizations Practice at Foley & Lardner LLP

Legal Advisor

Edward N. Moss

Partner at O'Melveny & Myers LLP

Non-Profit Donations & Grants

$2,500 - $4,999

2010

Inova Health System Foundation

$65 - $299

2008

DC Central Kitchen, Inc.

Stay informed and up-to-date on your network with RelSci news and business alerting service. Nurture your network and further your business goals with smart intelligence on the people and companies that matter most to you.

Browse in-depth profiles on 10 million influential people and organizations. Find RelSci relationships, employment history, board memberships, donations, awards, and more.

Explore notable alumni from top universities and organizations. Expand your fundraising pool and make warm introductions to potential new business connections.

Harness the power of your relationships with RelSci Pro, the powerful platform for identifying relationship-driven business opportunities and connections that can propel your career forward.

Browse in-depth profiles on 10 million influential people and organizations. Find RelSci relationships, employment history, board memberships, donations, awards, and more.

Explore notable alumni from top universities and organizations. Expand your fundraising pool and make warm introductions to potential new business connections.

Harness the power of your relationships with RelSci Pro, the powerful platform for identifying relationship-driven business opportunities and connections that can propel your career forward.

This web site is not endorsed by, directly affiliated with, maintained, authorized, or sponsored by US Securities & Exchange Commission. The use of any trade name or trademark is for identification and reference purposes only and does not imply any association with the trademark holder. The Presence of US Securities & Exchange Commission's profile does not indicate a business or promotional relationship of any kind between RelSci and US Securities & Exchange Commission.

Most Connected Accounting and Financial Services Executives How to Make a Good Impression on Venture Capitalists - Relationship Science Business Leaders Share the Best Networking Tips They've Ever Receiv...