US Securities & Exchange Commission

US Securities & Exchange Commission

US Securities & Exchange Commission

Overview
Date Founded

1934

Headquarters

5670 Wilshire Boulevard,11th floor,Los Angeles, CA 90036-3648

Type of Company

Private

Employees (Worldwide)

1,001 - 5,000

Industries

Government
Legal
IT Consulting & Services
Accounting & Financial Services
Investment Banking & Brokerage
Securities & Commodities Exchanges
Trusts & Funds

Company Description

The U.S. Securities and Exchange Commission (SEC) is an agency of the United States federal government. It holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets in the United States. In addition to the Securities Exchange Act of 1934 that created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes–Oxley Act of 2002, and other statutes. The SEC was created by Section 4 of the Securities Exchange Act of 1934.

Website

http://www.sec.gov

Contact Data
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Executives & Employees
See More
Charles Riddle

Acting CIO

Kenneth A. Johnson

Chief Operating Officer

Bridget Fitzpatrick

Chief Litigation Counsel

Robert B. Stebbins

General Counsel

Elizabeth A. M. McFadden

Deputy General Counsel, General Law & Management

Jayne Seidman

Associate Executive Director, Office of Administrative Services

Paul Gerard Cellupica

Deputy Director & Chief Counsel, Division of Investment Management

Peter Uhlmann

Assistant Director for Compliance, Office of Chief Counsel, Office of Compliance Inspections & Examinations

Giles Cohen

Deputy Chief Counsel, Office of the Chief Accountant

Commission
Elad Roisman

Commissioner at US Securities & Exchange Commission

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US Securities & Exchange Commission
Advisors & Consultants
Advisor
Lloyd Howell, Jr.

Executive Vice President, Chief Financial Officer & Treasurer at Booz Allen Hamilton Holding Corp.

Legal Advisor
Jill L. Nicholson

Chair, Bankruptcy & Business Reorganizations Practice at Foley & Lardner LLP

Legal Advisor
Edward N. Moss

Partner at O'Melveny & Myers LLP
Non-Profit Donations & Grants
$2,500 - $4,999
2010
Inova Health System Foundation

$65 - $299
2008
DC Central Kitchen, Inc.

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Explore notable alumni from top universities and organizations. Expand your fundraising pool and make warm introductions to potential new business connections.

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