UBS O'Connor LLC

UBS O'Connor LLC

UBS O'Connor LLC

Overview
Date Founded

2000

Headquarters

1 North Wacker Drive,32nd floor,Chicago, IL 60606-2825

Type of Company

Private

Employees (Worldwide)

142

Industries

Hedge Funds
Investment Services & Portfolio Management

Company Description

UBS O'Connor employs an absolute return investment approach through their single manager funds. The firm's strategies include: Fundamental Equity Market Neutral Long/Short; Long/Short Equity; Quantitative Fundamental Trading; Global Convertible Arbitrage; Merger and Acquisition Trading; Property Long/Short Equity; and Opportunistic Investing. The firm may invest in securities of any type without limitations on geographical markets. Types of investments which O'Connor may offer investment advice on, include but are not limited to: equity and debt instruments; forward and spot currency contracts; foreign government and foreign government agency securities; repurchase agreements and reverse repurchase agreements; convertible securities, distressed debt, and preferred stock; privately placed (and therefore not publicly traded) securities; physical commodities (such as gold); mortgage-backed securities; various derivative instruments, including, without limitation, swaps and structured notes; private investment funds, which may or may not be associated with O'Connor or one of its affiliates; and exchange traded funds.

Executives & Employees

Executive Director

Executive Director

Executive Director

Chief Investment Officer

General Counsel

General Counsel

Chief Compliance Officer

Global Head of Alternative & Quantitative Investments

Global Head of Macro, Commodities & the Investment Bank's Treasury

Head of Merger Arbitrage Research

Board of Directors

Managing Director & Senior Research Analyst at Stephens, Inc.

Vice President-Strategic Business Development at American Water Works Co., Inc.

Member, Board of Directors at UBS O'Connor LLC

Former Head of Quantitative Research at Mesirow Advanced Strategies, Inc.

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National Bank Holdings Corp. issued Class A Common Stock

Advisors & Consultants
Custodian

The Bank of New York Mellon Corp. is a bank holding company, which engages in the provision of financial services. It operates through the following segments: Investment Management, Investment Services, and Other. The Investment Management segment provides services to institutional and retail investors, as well as investment management, wealth and estate planning. The Investment Services segment includes institutional trust and custody fees, broker-dealer services, corporate trust, depositary receipts, and foreign exchange. The Other segment consists of leasing portfolio, corporate treasury, derivatives, and insurance services. The company was founded by Alexander Hamilton on June 9, 1784 and is headquartered in New York, NY.

Custodian

Founded in 1969, Morgan Stanley & Co. LLC is an SEC-registered broker/dealer headquartered in New York City. The firm is the primary broker subsidiary of Morgan Stanley (NYSE: MS). They are a member of FINRA. Morgan Stanley & Co. provides debt and equity services including underwriting, M&A advice, securities dealing and brokerage and trade execution. Their client base ranges from large global institutional investors to hedge funds at the cutting edge of innovation in the industry.The firm's Sales & Trading division offers cash and electronic trading platforms where Morgan Stanley acts as principal (including as a market maker) and agent in executing transactions globally in equity and equity-related products. These products include equity swaps, options, warrants and futures overlying individual securities, indices and baskets of securities and other equity-related products. Morgan Stanley's Institutional Equity division is a global leader in the origination, distribution and trading of equity, equity-linked and equity-derivative securities. Their Fixed Income team deals in a diverse range of products including interest rate and currency products, credit products, derivatives and commodities.

Auditor

Ernst & Young LLP engages in the provision of assurance, tax, transactions, and advisory services. It offers audit, business risk, technology, security risk, and human capital services. The company was founded by Arthur Young and Alwin C. Ernst in 1989 and is headquartered in New York, NY.