Date Founded



45 Bahnhofstrasse,Zurich 8098

Type of Company



Investment Services & Portfolio Management
Retail & Commercial Banking
Holding Companies
Investment Banking & Brokerage

Company Description

UBS AG engages in the provision of financial advisory solutions for private and institutional investors, intermediaries, and wealth management clients. The firm focuses on the areas of wealth and asset management, as well as investment banking. It offers retail investment products, global financing services, investment research, bespoke financing, traditional investments, as well as bonds and equities. The company was founded on June 29, 1998 and is headquartered in Zurich, Switzerland.

Contact Data
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Executives & Employees

Chief Executive Officer

Co-President Investment Bank

Co-President-Global Wealth Management

Co-President, Global Wealth Management

Executive Director

Chief Operating Officer

General Counsel

Chief Technology Officer

Group Chief Compliance & Governance Officer

Chief Risk Officer, Global Asset Management

Board of Directors

Senior Fellow at The Center For Financial Studies

Former Chairman, Global Financial Services Practice at KPMG International Cooperative

Former Chief US Economist at Goldman Sachs & Co. LLC

Professor for Applied Capital Markets Theory at University of Basel

Former Executive Officer & Director at Altegrity Holding Corp.

Founder at Primavera Capital Group Ltd.

Former Chief Financial Officer at Allianz SE

Senior Advisor at Clartan Associés SAS

Former Executive Officer at DBS Bank Ltd.

President at The Centre for Economic Policy Research

Paths to UBS AG
Potential Connections via
Relationship Science
Recent Transactions
Details Hidden

ams AG purchases OSRAM Licht AG

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Savant Systems LLC, Kohlberg Kravis Roberts & Co. LP purchase General Lighting Solutions LLC from General Electric Company

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ARA Asset Management Ltd., Warburg Pincus LLC purchase Cromwell Property Group

Transaction Clients
Investment Advisor

Advised on Vodafone Group Plc, Vodafone Vierte Verwaltungs AG purchase Kabel Deutschland Holding AG

Investment Advisor

Advised on Agrolimen SA, The GB Foods SA purchase Continental Foods Belgium NV from CVC Advisers Ltd.

Investment Advisor

Advised on Pacific Century Group Holdings Ltd., Bridge Partners LP purchase AIG, Inc. /Investment Advisory & Asset Management Business from AIG

Transaction Advisors
Legal Advisor

Advised onBank of America Corp. purchases MBNA Corporation

Legal Advisor

Advised onTakeda Pharmaceutical Co., Ltd. purchases Takeda Oncology Co.


Advised onUBS AG purchases Painewebber Group, Inc.

Legal Advisor

Advised onTakeda Pharmaceutical Co., Ltd. purchases Takeda Oncology Co.

Legal Advisor

Advised onMacrovision Corp. purchases Gemstar-TV Guide International, Inc. resulting in a new company Rovi Corp.

Legal Advisor

Advised onArch Coal, Inc. purchases International Coal Group, Inc.

Advisors & Consultants
Legal Advisor

Partner at Jones Day

Legal Advisor

Co-Chair, Private Equity Practice Group at Gibson, Dunn & Crutcher LLP

Legal Advisor

Partner at Hogan & Lovells LLP


BIM offers both US and non-US equity investment strategies using a variety of investment styles including growth, value, core and enhanced equity, that are targeted to specific market-cap ranges, including small-, mid-, small/mid-, large- and all-cap, as well as geographic and industry sectors. The firm utilizes fixed-income strategies that are actively managed, model or index based. Actively managed fixed-income mandates generally employ an active investment style that emphasizes rotation among different types of debt on a relative value basis, specific security selection, quantitative analysis of each security and the portfolio as a whole and intensive credit analysis and review. Model-based institutional strategies typically invest across a broad spectrum of global fixed-income securities as well as currencies, futures and swaps. BIM employs a risk controlled, systematic process for portfolio construction and alpha generation. Alpha sources may include security selection, duration and yield curve positioning, industry rotation, asset allocation, and currency positioning. For institutional index strategies, BIM typically invests in accordance with the risk and return profile of the benchmark either by replicating the index, or utilizing security level or stratified sampling.

Bridgewater structures portfolios in a manner designed to produce consistent and uncorrelated returns. They believe that building portfolios based on risk allocations is more effective than using capital allocations; and those investors should consider their strategic asset allocation (beta) separate from tactical moves (alpha). The firm also believes investors can improve their portfolios’ overall results by separately creating a well-diversified beta portfolio that is balanced against environmental biases and calibrated to one's targeted returns, and a well-diversified alpha portfolio that reduces systematic biases (and also calibrated to one's targeted returns). Bridgewater applies this approach to investing across the portfolios it manages. The firm offers an active management strategy (Pure Alpha), a constrained active management strategy that invests in a subset of the markets in which Pure Alpha invests (Pure Alpha Major Markets), an asset allocation strategy (All Weather), and an investment strategy which applies its best understanding of how to combine All Weather with tailored active market views (Optimal Portfolio).

Carlyle Investment Management LLC provides investment advisory services. It provides retail insurance and investment services across the US. The company's life insurance products include universal life insurance, term life coverage, and variable annuities. It was founded in 2007 and is located in Washington, DC.

Non-Profit Donations & Grants
Details Hidden

Mantara, Inc. provides electronic trading solutions to financial institutions. The company was founded in 2003 by William Segall and is headquartered in New York, NY.

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Mantra Group Ltd. engages in the operation of hotels and resorts. The firm's brands include Art Series, Peppers, Mantra and BreakFree. Its services include accommodation, management of guest relations and reception areas, restaurants and bars, conference and function centres, pool and entertainment facilities and offices. The company was founded on June 12, 2009 and is headquartered in Surfers Paradise, Australia.

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In retail business, Aozora provides highly specialized consulting services as well as a wide range of financial products to meet retail customers’ diverse asset management needs under the Bank’s ‘customer first’ philosophy. We will deepen relationships with our customers through the provision of asset management consultation services, as well as through improving the convenience and expanding the services of our branches, call center, Internet, Japan Post Bank and Post Office partnership ATMs, and agency channels, encouraging them to stay with us on a long-term basis as an asset management partner. Business Banking Group As the group responsible for middle market business, we cooperate with the Bank’s financial institution and corporate businesses in order to strategically provide a wide range of solutions that match the characteristics and needs of our SME and regional financial institution customers, by creating a framework that allows us to better respond to the needs of our customers. We provide solutions that match the characteristics and needs of our SME customers, as well as a variety of products to individual SME business managers. In order to help our regional financial institution customers to meet their operational needs and solve increasingly sophisticated and diverse management issues, we provide a range of original products and services. Our focus is on acquiring new customers in order to further increase transaction volume by creating a stronger division for developing business with new customers. Taking advantage of the Bank’s strengths, we leverage the networks of our regional financial institution customers to match our customers with those of regional banks, as well as provide tailor-made financial instruments, in order to respond swiftly and flexibly to the various management issues of SME customers. Corporate Banking Group The Corporate Banking Group, provides loans, derivative products and deposits to large and medium-sized corporations in the Tokyo metropolitan and Kansai areas, and the public sector, as well as large financial institutions. It also provides leveraged buyout finance (LBO), healthcare finance, advisory services for corporate mergers and acquisitions (M&A) and arranges syndicated loans. Combining our long-standing customer relationships with the Bank’s diverse expertise, the Corporate Banking Group pursues earnings through the provision of high value-added financial solutions that are best-suited to our customers, as well as working to expand the customer base and enhance relationships with existing customers. Specialty Finance Group The Specialty Finance Group provides finance backed by or collateralized by various assets. In particular, Aozora’s strengths lie in real estate finance and special situations businesses which it actively promotes as foundation businesses. Aozora’s strengths include experience and a track record in these businesses, the ability to evaluate real estate, the capability to structure transactions to meet customers’ needs, and networking with major players. We pursue a quality portfolio which generates stable revenues through the steady accumulation of deals offering a suitable return on risk, while paying attention to an ever-changing market environment. Financial Markets Group The Financial Markets Group manages the Bank’s derivatives business and the asset and liability management (ALM) function. In the derivatives business, we work toward increasing profitability and expanding our customer base by enhancing our value-added sales function, such as a consulting-style approach. We also aim to continue improving our capabilities to supply products for all customer segments including corporate customers, financial institutions and retail customers. In ALM, we maintain a stable portfolio of well-diversified investments in highly liquid securities and are committed to generating stable profits through well-balanced interest rate risk operations, thereby supplementing the profits of our core businesses.

GFI Group, Inc. Accounting & Financial Services | New York, New York

GFI Group, Inc. engages in the provision of wholesale market brokerage services. It offers electronic market for forex, credit, interest rate, energy, and commodity instruments. The company was founded by Michael Gooch in 1987 and is headquartered in New York, NY.

BGC Partners, Inc. Accounting & Financial Services | New York, New York

BGC Partners, Inc. engages in the provision of brokerage services to the financial markets. The firm offers integrated voice, hybrid, and fully electronic brokerage in a broad range of products, including fixed income, foreign exchange, equities, insurance, energy and commodities, and futures. It also provides trade execution, brokerage, clearing, trade compression, post-trade, information, and other back-office services. The company was founded in 1945 and is headquartered in New York, NY.

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