Smith Affiliated Capital Corp.

Smith Affiliated Capital Corp.

Smith Affiliated Capital Corp.

Date Founded



800 Third Avenue,12th floor,New York, NY 10022-7649

Type of Company


Employees (Worldwide)



Investment Services & Portfolio Management

Company Description

Smith Affiliated Capital Corp. (SAC) offers a variety of investment styles to meet individual client needs using high quality taxable and tax-exempt fixed income securities as well as equity accounts using individual stocks and ETFs.

Contact Data
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Executives & Employees


Chief Executive Officer & Chief Compliance Officer


Co-President & Chief Investment Officer

Vice President/Portfolio Manager

Portfolio Manager & Performance Specialist

Vice President & Portfolio Manager

Vice President

Fixed Income Analyst & Quantitative Specialist, Compass Analytics

Chief Operating Officer, Chief Compliance Officer

Board of Directors
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Advisors & Consultants

Founded in 1939, Pershing LLC is a broker/dealer headquartered in Jersey City, New Jersey. The firm is a subsidiary of the Bank of New York Mellon Corp. (NYSE: BK). The firm helps financial services firms and advisors succeed by providing the technology, operational, trading, investment and practice management solutions they need to serve investors. Pershing offers securities processing, trading and operations management, investment technology, asset-gathering solutions and practice management support. The firm serves a wide range of financial organizations including: banks, discount brokerages, full-service brokerages, registered investment advisors, independent contractors, institutional firms, global firms and small- to mid-sized firms. Pershing also offers financial products including annuities, mutual funds and money funds, as well as business tools, cash management services, investor and lending services, retirement products and wealth management. In addition, they offer trading and execution services in listed and OTC securities, fixed-income securities and mutual funds.


EisnerAmper LLP provides audit, accounting and tax services. The firm offers responsive accounting, tax and consulting services with an entrepreneurial focus, providing clients with smart, analytical insights delivered in an approachable style. Its primary service lines include business and asset valuation, international tax, human capital advisory, employee benefit plan audit, fund services, litigation and forensic accounting, bankruptcy and insolvency and royalty audit. The company was founded in 1963 and is headquartered in New York, NY.

Real Estate Agent

Director at Colliers International

Non-Profit Donations & Grants
Political Donations
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Chief Executive Officer & Chief Compliance Officer at Smith Affiliated Capital Corp.

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Co-President at Smith Affiliated Capital Corp.

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