Pershing LLC

Pershing LLC

Pershing LLC

Date Founded



1 Pershing Plaza,Jersey City, NJ 07399-0001

Type of Company


Employees (Worldwide)

5,001 - 10K


Investment Banking & Brokerage

Company Description

Founded in 1939, Pershing LLC is a broker/dealer headquartered in Jersey City, New Jersey. The firm is a subsidiary of the Bank of New York Mellon Corp. (NYSE: BK). The firm helps financial services firms and advisors succeed by providing the technology, operational, trading, investment and practice management solutions they need to serve investors. Pershing offers securities processing, trading and operations management, investment technology, asset-gathering solutions and practice management support. The firm serves a wide range of financial organizations including: banks, discount brokerages, full-service brokerages, registered investment advisors, independent contractors, institutional firms, global firms and small- to mid-sized firms. Pershing also offers financial products including annuities, mutual funds and money funds, as well as business tools, cash management services, investor and lending services, retirement products and wealth management. In addition, they offer trading and execution services in listed and OTC securities, fixed-income securities and mutual funds.

Contact Data
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Executives & Employees

Chief Executive Officer

Chief Financial Officer & Managing Director

Chief Operating Officer

General Counsel & Managing Director

Global Chief Risk Officer

Chief Information Officer

Chief Strategy Officer

Chief Relationship Officer

Chief Legal Officer

Chief Executive Officer, Clearance & Collateral Management

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Recent Transactions
Details Hidden

Nuveen Emerging Markets Debt 2022 Target Term Fund issued Up to USD Common Shares

Details Hidden

Invesco High Income 2024 Target Term Fund issued USD Common Stock

Details Hidden

BNY Mellon Alcentra Global Credit Income 2024 Target Term Fd I issued USD Common Shares

Transaction Clients

Advised on StoneCastle Financial Corp. issued USD Common Stock


Advised on Allianzgi Diversified Income & Convertible Fund issued USD Common Stock


Advised on Apollo Tactical Income Fund, Inc. issued USD Common Stock

Transaction Advisors
Legal Advisor

Advised onCohen & Steers Limited Duration Preferred & Income Fund Inc. issued USD Common Stock

Legal Advisor

Advised onDuff & Phelps Utility & Infrastructure Fund, Inc. issued USD Common Stock

Legal Advisor

Advised onTortoise Pipeline & Energy Fund, Inc. issued USD Common Stock


Advised onDoubleline Income Solutions Fund issued USD Common Stock


Advised onDoubleline Income Solutions Fund issued USD Common Stock


Advised onDoubleline Income Solutions Fund issued USD Common Stock

Advisors & Consultants
Legal Advisor

Managing Partner at Proskauer Rose LLP

Legal Advisor

Partner at Schulte Roth & Zabel LLP

Legal Advisor

Partner at Proskauer Rose LLP


Platinum Equity invests in companies located in North America and Western Europe. The firm targets companies operating in the fields of industrials, manufacturing, distribution, IT services & software, telecom, transportation & logistics, entertainment, hospitality government services, natural resources and other services. They provide financing for LBO, growth capital, acquisition, public-to-private and corporate divestiture of non-core asset transactions.

OCM specializes in alternative investments that inves tin closed-end, open-end and evergreen vehicles across four asset classes: Credit, Private Equity, Real Assets, and Listed Equities. They uses fundamental bottom-up analysis and may engage in long term or short term purchases, trading, short sales in certain strategies, margin transactions, and option writing, including covered options, uncovered options or spreading strategies.

Millennium Management is a global investment management firm with more than 1,300 employees, approximately $20.0 billion in assets under management, and offices in the United States, Europe, and Asia. Founded in 1989, Millennium employs a global multi-strategy investment approach, opportunistically engaging in a broad array of trading and investing strategies.

Non-Profit Donations & Grants
$500 - $999
$150 - $2,499
Political Donations
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