National Securities Corp. (Broker)

National Securities Corp. (Broker)

National Securities Corp. (Broker)

Overview
Date Founded

1947

Headquarters

200 Vesey Street,25th floor,New York, NY 10281-0002

Type of Company

Private

Industries

Investment Banking & Brokerage

Company Description

National Securities Corp., a subsidiary of National Holdings Corp., is an international, full-service, independent brokerage firm with a diverse base of retail and institutional clients. National Securities was founded in 1947 in Seattle, Washington with the goal of providing a full suite of financial products and services to its registered representatives and clients. The firm and their subsidiaries are headquartered in New York City and Seattle and have a multitude of domestic and international offices that provide a broad range of securities brokerage, financial planning, and investment services, as well as corporate finance and investment banking services to corporations and businesses.National Securities' representatives are primarily independent contractors who operate their business with freedom and flexibility in advising their clients.The firm is a member FINRA/SIPC.

Contact Data
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Executives & Employees

President, Executive Chairman & Chief Executive Officer

Chief Compliance Officer

Chief Supervisory Officer

Account Executive

Account Executive

Account Executive

Head Trader

Senior Managing Director/Head of M&A & Advisory Service Practice

Head of Investment Banking, National Securities Corporation

Head Trader

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National Securities Corp. (Broker)
Recent Transactions
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Ondas Holdings, Inc. purchases American Robotics, Inc.

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NeuBase Therapeutics, Inc. issued USD Common Stock

Details Hidden

Karat Packaging, Inc. issued USD Common Stock

Transaction Clients
Underwriter

Advised on Aqua Metals, Inc. issued USD Common Stock

Underwriter

Advised on Blackrock TCP Capital Corp. issued USD Common Stock

Underwriter

Advised on Gladstone Land Corp. issued USD Common Stock

Transaction Advisors
Legal Advisor

Advised onSeven Oaks Acquisition Corp. issued USD Units Consisting of Common Stock and Warrants

Legal Advisor

Advised onBlackRock Resources & Commodities Strategy Trust issued USD Common Stock

Legal Advisor

Advised onHumanigen, Inc. issued . USD Common Stock

Legal Advisor

Advised onKarat Packaging, Inc. issued USD Common Stock

Legal Advisor

Advised onPlymouth Industrial REIT, Inc. issued USD Common Stock

Counsel

Advised onDoubleline Income Solutions Fund issued USD Common Stock

Advisors & Consultants
Legal Advisor

Partner at Duane Morris LLP

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