Maxim Group LLC

Maxim Group LLC

Maxim Group LLC

Overview
Date Founded

2002

Headquarters

405 LEXINGTON AVENUE 2ND FLOOR NEW YORK NY 10174

Type of Company

Private

Employees (Worldwide)

251 - 500

Industries

Investment Banking & Brokerage
IT Consulting & Services
Accounting & Financial Services
Private Equity & Venture Capital
Investment Services & Portfolio Management

Company Description

Founded in 2002, Maxim Group LLC is a registered broker/dealer located in New York City. The firm provides an array of financial services including: investment banking, equity research, private wealth management, structured products and global institutional equity, fixed-income and derivative sales and trading to a diverse range of corporate clients, institutional investors and high net-worth individuals.Maxim Group's niche is emerging-growth companies in a variety of sectors including healthcare, technology, retail and others. They utilize a fundamental, bottom-up approach to investment recommendations. The firm combines rigorous financial analysis of specific companies and industries with due diligence that includes frequent consults with suppliers, customers, competitors and senior management.The firm focuses on under-covered, small- to-mid-cap companies where valuation levels may be out of sync with fundamental trends. Maxim's coverage universe often represents attractive niche industries where stocks tend to be inefficient. This research coverage fills a void created by the downsized research ranks and shrinking coverage of small- to mid-cap stocks by large investment banks.Maxim Group is a member of FINRA, the MSRB, the SIPC, the ISE, NASDAQ and NYSE Arca.

Website

http://www.maximgrp.com

Contact Data
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Executives & Employees
See More
Michael Rabinowitz

Founder

James P. Orazio

Co-Founder

Edward L. Rose

Co-Founder

Christopher James Fiore

President

Timothy G. Murphy

Chief Financial Officer

John P. Sergio

Chief Operating Officer

James Siegel

General Counsel

John Michaels

Chief Technology Officer

Paul George LaRosa

Senior Managing Director, Capital Markets

Anthony V. Vendetti

Executive Managing Director of Research, Equity Research

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Maxim Group LLC
Recent Transactions
Details Hidden

Adit Edtech Acquisition Corp. issued USD Units Consisting of Common Stock and Warrants

Details Hidden

BioNano Genomics, Inc. issued . USD Common Stock

Details Hidden

MEDIROM Healthcare Technologies, Inc. issued USD American Depositary Shares

Transaction Clients
Underwriter
Gladstone Land Corp.

Advised on Gladstone Land Corp. issued USD Common Stock

Underwriter
ContraFect Corp.

Advised on ContraFect Corp. issued . USD Common Stock and Warrants

Underwriter
New York Mortgage Trust, Inc.

Advised on New York Mortgage Trust, Inc. issued USD Common Stock

Transaction Advisors
Legal Advisor
Ellenoff Grossman & Schole LLP

Advised onPainReform Ltd. issued USD Units Consisting of Common Stock and Warrants

Legal Advisor
Loeb & Loeb LLP

Advised onOTR Acquisition Corp. issued USD Units Consisting of Common Stock and Warrants

Legal Advisor
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.

Advised onOmeros Corp. issued USD Common Stock

Founder, Partner
Barry I. Grossman

Advised onSeanergy Maritime Holdings Corp. issued . USD Units Consisting of Common Shares and Warants

Counsel
Jennie Getsin

Advised onDoubleline Income Solutions Fund issued USD Common Stock

Counsel
Jonathan E. Cantor

Advised onDoubleline Income Solutions Fund issued USD Common Stock
Non-Profit Donations & Grants
$25K - $100K
2017
Marine Toys for Tots Foundation

$1,000 - $10K
2017
National Parkinson Foundation, Inc.

$500 - $999
2017
St. Baldrick's Foundation

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