Maxim Group LLC

Maxim Group LLC

Maxim Group LLC

Overview
Date Founded

2002

Headquarters

405 LEXINGTON AVENUE 2ND FLOOR NEW YORK NY 10174

Type of Company

Private

Employees (Worldwide)

251 - 500

Industries

Investment Banking & Brokerage
IT Consulting & Services
Accounting & Financial Services
Private Equity & Venture Capital
Investment Services & Portfolio Management

Company Description

Founded in 2002, Maxim Group LLC is a registered broker/dealer located in New York City. The firm provides an array of financial services including: investment banking, equity research, private wealth management, structured products and global institutional equity, fixed-income and derivative sales and trading to a diverse range of corporate clients, institutional investors and high net-worth individuals.Maxim Group's niche is emerging-growth companies in a variety of sectors including healthcare, technology, retail and others. They utilize a fundamental, bottom-up approach to investment recommendations. The firm combines rigorous financial analysis of specific companies and industries with due diligence that includes frequent consults with suppliers, customers, competitors and senior management.The firm focuses on under-covered, small- to-mid-cap companies where valuation levels may be out of sync with fundamental trends. Maxim's coverage universe often represents attractive niche industries where stocks tend to be inefficient. This research coverage fills a void created by the downsized research ranks and shrinking coverage of small- to mid-cap stocks by large investment banks.Maxim Group is a member of FINRA, the MSRB, the SIPC, the ISE, NASDAQ and NYSE Arca.

Contact Data
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Executives & Employees

Co-Founder

Co-Founder

Chief Financial Officer

Chief Operating Officer

General Counsel

Chief Technology Officer

Senior Managing Director, Capital Markets

Executive Managing Director of Research, Equity Research

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Recent Transactions
Details Hidden

Adit Edtech Acquisition Corp. issued USD Units Consisting of Common Stock and Warrants

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BioNano Genomics, Inc. issued . USD Common Stock

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MEDIROM Healthcare Technologies, Inc. issued USD American Depositary Shares

Transaction Clients
Underwriter

Advised on Gladstone Land Corp. issued USD Common Stock

Underwriter

Advised on ContraFect Corp. issued . USD Common Stock and Warrants

Underwriter

Advised on New York Mortgage Trust, Inc. issued USD Common Stock

Transaction Advisors
Legal Advisor

Advised onPainReform Ltd. issued USD Units Consisting of Common Stock and Warrants

Legal Advisor

Advised onOTR Acquisition Corp. issued USD Units Consisting of Common Stock and Warrants

Legal Advisor

Advised onOmeros Corp. issued USD Common Stock

Founder, Partner

Advised onSeanergy Maritime Holdings Corp. issued . USD Units Consisting of Common Shares and Warants

Counsel

Advised onDoubleline Income Solutions Fund issued USD Common Stock

Counsel

Advised onDoubleline Income Solutions Fund issued USD Common Stock

Non-Profit Donations & Grants
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