J.V.B. Financial Group LLC

J.V.B. Financial Group LLC

J.V.B. Financial Group LLC

Overview
Date Founded

2009

Headquarters

10250 Constellation Place,Suite 1600,Los Angeles, CA 90067-6236

Type of Company

Private

Industries

Investment Banking & Brokerage

Company Description

Founded in 2009, J.V.B. Financial Group LLC is an SEC-registered broker/dealer headquartered in New York City. The firm is a subsidiary of J.V.B. Financial Holdings LLC. They are an indirect majority owned subsidiary of Institutional Financial Markets, Inc. J.V.B. Financial Group was formerly known as C&Co/PrinceRidge LLC. The firm is a member FINRA, SIPC. J.V.B. Financial Group operates as an investment firm specializing in investment banking and the wholesale distribution of fixed income securities.

Executives & Employees

Co-Founder & President

Chief Executive Officer

Executive Director of TBA Sales, Rates

Executive Director, Corporate High Yield & Distressed Trading

Chief Financial Officer

Chief Operating Officer

Chief Compliance Officer

Head, Rates

Head of Equity Capital Markets

Managing Director & Head, Matched Book Repo Counterparty Credit

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J.V.B. Financial Group LLC
Recent Transactions
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Tekla World Healthcare Fund issued Common Stock

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Miller/Howard High Income Equity Fund issued Common Stock

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RAIT Financial Trust issued Common Stock

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Legal Advisor

Advised onTekla World Healthcare Fund issued Common Stock

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Advised onEmpeiria Acquisition Corp. issued Units

Legal Advisor

Advised onEmpeiria Acquisition Corp. issued Units

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