Investment Industry Regulatory Organization of Canada

Investment Industry Regulatory Organization of Canada

Investment Industry Regulatory Organization of Canada

Overview
Date Founded

2014

Headquarters

5, Place Ville Marie,bureau1600,Montréal, QC H3B 2G2

Type of Company

Private

Industries

Government
Accounting & Financial Services

Company Description

The Investment Industry Regulatory Organization of Canada is the national self-regulatory organization which oversees all investment dealers and trading activity on debt and equity marketplaces in Canada. IIROC sets high-quality regulatory and investment industry standards, protects investors and strengthens market integrity while maintaining efficient and competitive capital markets.

In The News
News Bites Canadian Markets
June 18, 2019
IIROC Trading Halt - TYP
News Bites Canadian Markets
June 18, 2019
IIROC Trading Resumption - DMR
News Bites Canadian Markets
June 18, 2019
IIROC Trading Halt - NINE
News Bites Canadian Markets
June 18, 2019
IIROC Trading Resumption - MMS
News Bites Canadian Markets
June 18, 2019
IIROC Trading Halt - BRG.H
Executives & Employees

President & Chief Executive Officer

Chief Financial Officer

Director-Public Affairs

Member, Financial Administrators Section Executive Committee

Senior Vice President-Market Regulation & Policy

Senior Vice President-Responsibilities

Vice President-Public Affairs

Vice President, Surveillance

Operations Manager

Board of Directors

Former Managing Director & President, Canada at Merrill Lynch, Pierce, Fenner & Smith Inc.

Vice President & Chair at Natural Sciences & Engineering Research Council of Canada

Former President & Chief Executive Officer at Winnipeg Commodity Exchange, Inc.

Head of Quebec Operations at BMO Capital Markets - Canada

Chairman, President, Chief Executive Officer of Raymond James Ltd at Raymond James Financial, Inc.

Dean & James M. Tory Professor of Law at University of Toronto - Faculty of Law

President & Chief Executive Officer at OMERS Administration Corp. (Capital Markets)

Chief Executive Officer at Green Power Action, Inc.

Senior Vice President, North American Equities, NASDAQ at Nasdaq, Inc.

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Advisors & Consultants
Legal Advisor

Partner at Borden Ladner Gervais LLP

Legal Advisor

Partner at Borden Ladner Gervais LLP

Legal Advisor

Partner at Borden Ladner Gervais LLP

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