B. Riley Wealth Management, Inc.

B. Riley Wealth Management, Inc.

B. Riley Wealth Management, Inc.

Overview
Date Founded

1992

Headquarters

40 South Main,Suite 1800,Memphis, TN 38103-5518

Type of Company

Private

Employees (Worldwide)

289

Industries

Investment Banking & Brokerage
Consumer Services
IT Consulting & Services
Accounting & Financial Services

Company Description

B. Riley Wealth Management, Inc. (B. Riley), formerly Wunderlich Securities, Inc., is a full-service brokerage firm headquartered in Memphis, Tennessee, founded in 1996. The firm is a subsidiary of Wunderlich Investment Co., Inc. B. Riley provides comprehensive wealth management and brokerage services to individuals and families, corporations and non-profit organizations, including qualified retirement plans, trusts, foundations and endowments. In 2001, they expanded their business to include investment advisory services. The firm is duly registered with the SEC.

Website

http://www.wunderlichonline.com/

Contact Data
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January 25, 2021
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PR Newswire
January 11, 2021
B. Riley Financial to Acquire National Holdings; B. Riley to purchase remaining shares of National Holdings at $3.25 per share; Transaction expected to be immediately accretive

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Executives & Employees
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Charles Peter Hastings

Chief Executive Officer

Philip Zanone

Co-President of the Private Client Group

Stephen Joseph Bonnema

Chief Administrative Officer

James Ritt

Chief Compliance Officer & General Counsel

Craig Pirtle

Chief Strategy Officer

Jim A. Parrish, Jr.

President, Wealth Management Division

Brian S. Cushman

Head of Fundamental Broker Inter-Dealer Division

Brian Scollard

Managing Director, Equity Capital Markets

Paul George Dietrich

Chief Investment Strategist

Walker Hays

Owner

Board of Directors
Gary Wunderlich, Jr.

President at Live Oak Acquisition Corp. II

Jim A. Parrish, Jr.

President, Wealth Management Division at B. Riley Wealth Management, Inc.

Michael J. Campbell

Senior Advisor at B. Riley Wealth Management, Inc.

Stephen C. Iskalis

Former Senior Vice President at Ferris, Baker Watts, Inc.

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B. Riley Wealth Management, Inc.
Recent Transactions
Details Hidden

BlackRock Science and Technology Trust II issued USD Common Shares

Details Hidden

Tortoise Essential Assets Income Term Fund issued USD Common Stock

Details Hidden

Nuveen High Income 2023 Target Term Fund issued USD Common Stock

Transaction Clients
Underwriter
Physicians Realty Trust

Advised on Physicians Realty Trust issued USD Common Stock

Underwriter
Diamondback Energy, Inc.

Advised on Diamondback Energy, Inc. issued USD Common Stock

Underwriter
Gulfport Energy Corp.

Advised on Gulfport Energy Corp. issued USD Common Stock

Transaction Advisors
Legal Advisor
Hunton Andrews Kurth LLP

Advised onTortoise Midstream Energy Fund, Inc issued USD Common Stock

Legal Advisor
Clifford Chance LLP

Advised onBlackRock Multi-Sector Income Trust issued USD Common Stock

Legal Advisor
Cravath, Swaine & Moore LLP

Advised onGulfport Energy Corp. issued USD Common Stock

Counsel
Jennie Getsin

Advised onDoubleline Income Solutions Fund issued USD Common Stock

Counsel
Jonathan E. Cantor

Advised onDoubleline Income Solutions Fund issued USD Common Stock

Legal Advisor
David C. Wright

Advised onPhysicians Realty Trust issued USD Common Stock
Advisors & Consultants
Legal Advisor
William J. McSherry, Jr.

Partner at Eaton & Van Winkle LLP
Non-Profit Donations & Grants
$5,000 - $10K
2016
ArtsMemphis

$1,000 - $25K
2015
Le Bonheur Children's Hospital Foundation, Inc.

$10K - $20K
2014
ArtsMemphis

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