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Regulatory Intelligence Deploys Branch Audit Platform to Oppenheimer & Co.

Jun 27, 2017 - PR Newswire

 Regulatory Intelligence Compliance Solutions Inc. (RICS) is pleased to announce that they have successfully deployed their RICS Regulatory Change Management System(TM) for Oppenheimer to utilize for their branch audit process. The RICS Regulatory Change Management System(TM) monitors change, alerts the organization to risk conditions, and enables accountability and collaboration around changes impacting the firm; this requires a common process to deliver real-time accountability and transparen...