6 SEC Regulatory Prospects To Watch In 2019

Jan 01, 2019 - Law360
From controversial rules intended to impose a higher standard of conduct on broker-dealers to potential changes to the quarterly reporting system for public companies, the U.S. Securities and Exchange Commission plans to tackle wide-ranging issues in 2019 that could have a lasting impact on long-term investors. Here are six regulatory developments to be on the lookout for. Read More