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News on US Securities & Exchange Commission

... "60 Minutes" interview may have been that "I do not respect the SEC," pointedly criticizing the very regulatory agency that he recently settled with, banning ...
... federal agency that had been scrutinizing over the company. The U.S. Securities and Exchange Commission announced a $4 million penalty for SeaWorld and $1 million ...
... pay a combined $2.7 million to settle claims by the U.S. Securities and Exchange Commission that the cryptobank fraudulently raised money... ...
... PM EST) -- A New York federal judge gave the U.S. Securities and Exchange Commission a partial win Tuesday in its suit against a brokerage ...
... biotech entrepreneur avoided jail time Wednesday for lying to the U.S. Securities and Exchange Commission, receiving five months' home confinement and up to five years' ...
... the Audit Prep Tool to help compliance teams meet the requirements of SEC examinations. The tool offers support for both clients who are actively involved ...
... not been registered with, recommended by or approved by the U.S. Securities and Exchange Commission (the "SEC"), any state securities commission in the United States ...
... pay more than $ 6 million to settle charges for providing the SEC with incomplete and inaccurate securities trading information in required SEC productions known ...
... cooperation with the SEC's investigation, which included self-reporting and remediation efforts, the SEC did not impose a monetary penalty on the company. According to the ...
... charges that he manipulated the company's share price. As described in the SEC's order, Agria Corporation sold its Chinese operating company in return for stock ...
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