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Scottsdale Capital Advisors Corp.
... defamation suit against a New York trade publication on Friday, saying Scottsdale Capital Advisors Corp.’s beef with The Deal for reporting on a Financial Industry ...
... Monday declined to review a Fourth Circuit decision that microcap broker-dealer Scottsdale Capital Advisors Corp. must challenge the Financial Industry Regulatory Authority’s power before the ...
... Glasier, will be presenting and participating in direct investor meetings at the Scottsdale Capital Conference to be held from April 21-23, 2017 in Scottsdale, Arizona. ...
... New York (March 21, 2017, 5:20 PM EDT) -- Microcap broker-dealer Scottsdale Capital Advisors Corp. has asked the U.S. Supreme Court to review a Fourth ...
... PM EST) -- The Fourth Circuit on Tuesday found microcap broker-dealer Scottsdale Capital Advisors Corp. can’t challenge the Financial Industry Regulatory Authority’s power in federal ...
... New York (August 15, 2016, 3:57 PM ET) -- Microcap broker-dealer Scottsdale Capital Advisors Corp. urged the Fourth Circuit on Friday to revive its challenge ...
... Securities and Exchange Commission on Wednesday told the Fourth Circuit that Scottsdale Capital Advisors Corp. must first face a Financial Industry Regulatory Authority disciplinary action ...
... pushed the Fourth Circuit on Thursday to affirm the dismissal of Scottsdale Capital Advisors Corp.'s challenge to the agency's authority, saying the brokerage is trying ...
... New York (June 27, 2016, 4:14 PM ET) -- Microcap broker-dealer Scottsdale Capital Advisors Corp. urged the Fourth Circuit on Friday to revive a challenge ...
... PM ET) -- The Fourth Circuit declined Monday to speed up Scottsdale Capital Advisors Corp.'s challenge to the authority of the Financial Industry Regulatory Authority, ...
... the U.S. borders. In May, Finra announced an action against executives of Scottsdale Capital Advisors over microcap trading by a related Cayman Island-based brokerage firm. ...
... staff of the Financial Industry Regulatory Authority has filed a complaint alleging Scottsdale Capital Advisors and its director John Hurry set up an offshore entity ...
... Scottsdale Capital principal sues Finra, claiming harassment John Hurry, the principal of small-cap-focused ...
... Finra focusing on money-laundering violations . On March 10, the staff at Scottsdale Capital Advisors was startled when their receptionist called out into the office, ...
... and Cecilia De Lorenzo - deposited 20.1 million shares in accounts at Scottsdale Capital Advisors and Legend Securities Inc. from January to June. The Biozoom ...
... overseas. The SEC also ordered the broker-dealers involved in the transactions, Arizona-based Scottsdale Capital, Salt Lake City-based Alpine and Legend Securities Inc. of New York, ...
... from PennyStockPillager stated. Finra said that trading records obtained from U.S.-based brokers Scottsdale Capital Advisors, Vertical Group and Knight Execution & Clearing Services LLC showed ...
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