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COR Clearing LLC
... selected to be the sole provider of cash sweep services for COR Clearing, LLC ("COR"), an Omaha-based independent full-service settlement clearing firm for correspondent introducing ...
... Omaha, Neb., Nov. 14, 2017 (GLOBE NEWSWIRE) -- COR Clearing LLC, the leading independent, full-service clearing firm serving U.S. middle-market brokerages, today ...
... COR Clearing LLC appointed Thomas Palmeri managing director to lead its Edison, N.J.-based securities ...
... Jan. 17, 2018. In addition, COR Securities Holdings Inc. and subsidiary COR Clearing LLC sued the bank and Chief Risk Officer Hugh Boyle, claiming they ...
... COR Clearing LLC, the leading independent, full-service clearing firm serving U.S. middle-market brokerages, named ...
... PM ET) -- A former executive settled her Dodd-Frank Act claim against COR Clearing in Nebraska federal court just weeks before trial Wednesday, abruptly ending ...
... says it was swindled out of $4 million by a penny-stock company. COR Clearing, one of the behind-the-scenes companies that handles the confirmation, bookkeeping and ...
... of it open for public parking next to the Old Market. This faCOR Clearingoyees of COR Clearing, a securities clearing firm, are due to move ...
... Investments, and entered into Dealer Agreements with; Apex Clearing Corporation, BB&T Securities, COR Clearing, Duncan-Williams Inc, optionsXpress, Pershing Adviser Solutions, and Wedbush Securities. Multiple other ...
... for regulatory failures . FINRA said Dec. 16 that it fined COR Clearing LLC $1 million for numerous failures to comply with anti-money laundering, financial ...
... (FINRA) announced today that it has fined COR Clearing LLC (formerly Legent Clearing LLC), of Omaha, Nebraska, $1 million for numerous failures to comply with ...
... Newark, N.J. He was general counsel of Omaha, Neb.-based broker dealer COR Clearing LLC. Earlier, Arnett worked at BNY Mellon and its affiliates, including as ...
... Trust Securities Inc. on July 31 signed a clearing agreement with COR Clearing LLC and is currently in the process of transferring its existing brokerage ...
... recently, he served as the Senior Vice President of Operations at COR Clearing, LLC, where he was responsible for managing workflows and performance across all ...
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